Strategic Planning Group provides financial planning, portfolio management for individuals and small businesses, estate planning, and insurance. Financial planning was provided to 51–100 clients last fiscal year.
Strategic Planning Group reports 265 clients. They include 187 individual clients and 78 high-net-worth individuals. Of its assets, 97.3% ($213M across 716 accounts) are managed with discretion; $5.99M across 8 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 71% | 28% |
| High-net-worth individuals | 29% | 72% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 187 | $61.5M | 28.2% | $329K |
| High-net-worth individuals | 78 | $157M | 71.8% | $2.01M |
| Total | 265 | $219M | 100% | $825K |
- Clients
- 187
- Regulatory AUM
- $61.5M
- AUM share
- 28.2%
- Avg. per client
- $329K
- Clients
- 78
- Regulatory AUM
- $157M
- AUM share
- 71.8%
- Avg. per client
- $2.01M
Total
- Clients
- 265
- Regulatory AUM
- $219M
- AUM share
- 100%
- Avg. per client
- $825K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Strategic Planning Group charges 0.50%–1.00% a year for its Investment Management. The fee is billed in advance. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial plans carry a fixed fee of $1,500 for income and investments up to $1,000,000, $2,500 from $1,000,000 to $3,000,000, and $3,500 above $3,000,000, payable on signing.
David Rourke owns 75% or more of Strategic Planning Group. The leadership team of Strategic Planning Group includes President David Rourke and Chief Compliance Officer Jarrod Sherman. It has 3 employees, 2 of them in advisory roles.
Leadership
- David RourkePresident
- Jarrod ShermanChief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Strategic Planning Group, Inc.
David Rourke
Control person · since September 2004
- Owns 10% to 25% of Strategic Planning Group, Inc.
Jarrod Sherman
since December 2009
Strategic Planning Group’s regulatory assets grew from $190M (March 2021) to $219M (March 2026); clients were 265 in both filings and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $219M | 265 | 3 | 1 |
| March 2025 | $199M | 288 | 3 | 1 |
| March 2024 | $184M | 286 | 3 | 1 |
| March 2023 | $172M | 271 | 3 | 1 |
| April 2022 | $214M | 274 | 3 | 1 |
| March 2021 | $190M | 268 | 3 | 1 |
Besides its headquarters, Strategic Planning Group has 0 offices, with 1 listed address in Massachusetts.
Massachusetts · 1 listed address
- 57 River Street, #306, WellesleyHQ
Contact and registration details
- Legal name
- Strategic Planning Group, Inc.
- Headquarters
- 57 River Street, #306, Wellesley, MA 02481
- Website
- spg1.net
- Phone
- 781-444-9010
- SEC file
- 801-72178
- Founded
- 1995
- Structure
- Massachusetts corporation
- Fiscal year end
- December
Strategic Planning Group uses RBC Capital Markets ($219M) as custodian for its separately managed accounts. Strategic Planning Group does not have custody of client assets.
- RBC Capital MarketsRBC Capital Markets, LLC · New York, NY · $219M100%
At year end, Strategic Planning Group’s separately managed accounts were mostly in funds (63%) and stocks (35%).
What the accounts hold
- Stocks35%
- Funds63%
- Cash2%
How many clients does Strategic Planning Group have?
Strategic Planning Group has 265 clients and manages $219 million for them, as of March 2026. They include 187 individual clients and 78 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026
What services does Strategic Planning Group offer?
Strategic Planning Group provides financial planning, portfolio management for individuals and small businesses, estate planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Strategic Planning Group charge?
Strategic Planning Group charges 0.50%–1.00% a year for its Investment Management. The fee is billed in advance.
Source: STRATEGIC PLANNING GROUP ADV PART2A_MARCH2026, filed 10 March 2026
Which custodians does Strategic Planning Group use?
Strategic Planning Group’s separately managed account assets are held at RBC Capital Markets, LLC (New York, NY), with $219M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026
How many financial advisors does Strategic Planning Group have?
Strategic Planning Group has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Strategic Planning Group invest in?
At the end of its last fiscal year, Strategic Planning Group’s separately managed accounts held 63% registered funds (mutual funds, ETFs, BDCs), 35% exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Strategic Planning Group?
Strategic Planning Group’s direct owners are Jarrod Sherman (10% to 25%) and David Rourke (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 17 March 2026
How does Strategic Planning Group get paid?
Strategic Planning Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Strategic Planning Group?
Strategic Planning Group’s main office is at 57 River Street, #306, Wellesley, MA 02481. Its phone number is 781-444-9010. Its website is spg1.net.