Jarrod Sherman has been Chief Compliance Officer of Strategic Planning Group since December 2009, is not listed as a control person, but directly owns between 10% and 25% of the firm.
Strategic Planning Group, Inc. is a Wellesley, MA firm with $219M under management, 265 clients and 2 advisers in one office, as of its March 2026 filing.
- – present · 15 yearsWellesley, MA · Adviser representative · Firm CRD 124855
Investment adviser representative registrations
Jarrod Sherman is registered as an investment adviser representative in 2 states. The first approvals date from May 2011; the most recent is New Hampshire, in January 2019.
- MassachusettsSince 23 May 2011
- New HampshireSince 7 January 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 May 2011 |
| Series 24 | General Securities Principal Examination | 22 October 2007 |
| Series 7 | General Securities Representative Examination | 11 August 1998 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 April 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 April 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Jarrod Andrew Sherman
- CRD
- 2868422
- Firm
- Strategic Planning Group · CRD 124855
- Role
- Chief Compliance Officer
- Office
- 57 RIVER STREET, SUITE 306, Wellesley, MA 02481
- Registration
- Investment adviser registration
- In the industry since
- October 1997
- Disciplinary history
- Not yet shown here · SEC record
Where does Jarrod Sherman work?
Jarrod Sherman has been Chief Compliance Officer of Strategic Planning Group, Inc. since December 2009.
Is Jarrod Sherman a financial advisor?
Yes. Jarrod Sherman has a current investment-adviser registration in Massachusetts and New Hampshire, through Strategic Planning Group since May 2011.
How many years of experience does Jarrod Sherman have?
Jarrod Sherman has 29 years in the financial industry, since October 1997, across 1 adviser firm.
What exams has Jarrod Sherman passed?
Jarrod Sherman has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 24 and Series 65. The earliest, the Series 63, was passed in April 1997.
Where is Jarrod Sherman based?
Jarrod Sherman’s registered office is in Wellesley, MA.
Is Jarrod Sherman registered with FINRA?
No. Jarrod Sherman has no current broker registration.
How can I verify Jarrod Sherman’s record?
Search CRD 2868422 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jarrod Sherman’s full registration record.