{"url":"https://nivawealth.com/firms/strategic-planning-group-124855","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/124855","regulatoryAum":218582386,"crd":"124855","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2089364","suffix":"SR","lastName":"ROURKE","firstName":"DAVID","middleName":"ALEXANDER"},{"crd":"2868422","suffix":null,"lastName":"SHERMAN","firstName":"JARROD","middleName":"ANDREW"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":189521607,"clients":268,"employees":3,"offices":1},{"filedOn":"2022-04-29","regulatoryAum":213589516,"clients":274,"employees":3,"offices":1},{"filedOn":"2023-03-14","regulatoryAum":172061704,"clients":271,"employees":3,"offices":1},{"filedOn":"2024-03-20","regulatoryAum":184073567,"clients":286,"employees":3,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":198918365,"clients":288,"employees":3,"offices":1},{"filedOn":"2026-03-17","regulatoryAum":218582386,"clients":265,"employees":3,"offices":1}],"secFileNumber":"801-72178","legalName":"Strategic 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PART2A_MARCH2026","fee_rate_low":0.5,"fee_rate_high":1,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning","summary":"Financial plans carry a fixed fee of $1,500 for income and investments up to $1,000,000, $2,500 from $1,000,000 to $3,000,000, and $3,500 above $3,000,000, payable on signing.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016481","versionId":1016481,"submittedOn":"2026-03-10","documentName":"STRATEGIC PLANNING GROUP ADV PART2A_MARCH2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:44:49.8635+00:00","documents":[{"name":"STRATEGIC PLANNING GROUP ADV PART2A_MARCH2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016481","versionId":1016481,"submittedOn":"2026-03-10"}]},"custodians":[{"name":"RBC Capital Markets, LLC","shortName":"RBC Capital Markets","location":"New York, NY","smaAssets":218582386}],"custodyNote":"Strategic Planning Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"David Rourke","title":"President","crd":"2089364"},{"name":"Jarrod Sherman","title":"Chief Compliance Officer","crd":"2868422"}],"ownership":[{"label":"Jarrod Sherman","detail":"Chief compliance officer in the 10% to 25% ownership band, since December 2009."},{"label":"David Rourke","detail":"President in the 75% or more ownership band and a control person, since September 2004."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"57 River Street, #306","city":"Wellesley","headquarters":true}]}],"brochureServices":["estate planning","insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 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They include 187 individual clients and 78 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Strategic Planning Group offer?","answer":"Strategic Planning Group provides financial planning, portfolio management for individuals and small businesses, estate planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Strategic Planning Group charge?","answer":"Strategic Planning Group charges 0.50%–1.00% a year for its Investment Management. The fee is billed in advance.","source":"STRATEGIC PLANNING GROUP ADV PART2A_MARCH2026, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Strategic Planning Group use?","answer":"Strategic Planning Group’s separately managed account assets are held at RBC Capital Markets, LLC (New York, NY), with $219M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Strategic Planning Group have?","answer":"Strategic Planning Group has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Strategic Planning Group invest in?","answer":"At the end of its last fiscal year, Strategic Planning Group’s separately managed accounts held 63% registered funds (mutual funds, ETFs, BDCs), 35% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Strategic Planning Group?","answer":"Strategic Planning Group’s direct owners are Jarrod Sherman (10% to 25%) and David Rourke (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Strategic Planning Group get paid?","answer":"Strategic Planning Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Strategic Planning Group?","answer":"Strategic Planning Group’s main office is at 57 River Street, #306, Wellesley, MA 02481. Its phone number is 781-444-9010. Its website is spg1.net.","source":"Form ADV Part 1A, Item 1.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}