Strategic Foresight Investments provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and market timing.
Strategic Foresight Investments reports 87 clients. They include 46 high-net-worth individuals and 41 individual clients. Of its assets, 100.0% ($115M across 286 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 47% | 14% |
| High-net-worth individuals | 53% | 86% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 41 | $15.8M | 13.8% | $386K |
| High-net-worth individuals | 46 | $99.1M | 86.2% | $2.15M |
| Corporations and other businesses | Fewer than 5 | $98K | 0.1% | — |
| Total | 87 | $115M | 100% | — |
- Clients
- 41
- Regulatory AUM
- $15.8M
- AUM share
- 13.8%
- Avg. per client
- $386K
- Clients
- 46
- Regulatory AUM
- $99.1M
- AUM share
- 86.2%
- Avg. per client
- $2.15M
- Clients
- Fewer than 5
- Regulatory AUM
- $98K
- AUM share
- 0.1%
- Avg. per client
- —
Total
- Clients
- 87
- Regulatory AUM
- $115M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Strategic Foresight Investments is paid through a percentage of assets under management and hourly charges. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Consulting services
- Consulting services are billed hourly at $400 per hour, which may be negotiable, with an estimate provided before engagement.
James Lee owns 75% or more of Strategic Foresight Investments. The leadership team of Strategic Foresight Investments includes Chief Compliance Officer James Lee. It has 2 employees.
Leadership
James LeeFounder and Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Strategic Foresight Investments LLC
James Lee
Control person · since September 2012
Strategic Foresight Investments’ regulatory assets grew from $105M (July 2025) to $115M (August 2026); clients were 87 in both filings and employees fell from 4 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $115M | 87 | 2 | 1 |
| July 2025 | $105M | 84 | 4 | 1 |
Besides its headquarters, Strategic Foresight Investments has 0 offices, with 1 listed address in Delaware.
Delaware · 1 listed address
- 1201 N. Orange, Suite 742, WilmingtonHQ
Contact and registration details
- Legal name
- Strategic Foresight Investments LLC
- Headquarters
- 1201 N. Orange, Suite 742, Wilmington, DE 19801
- Website
- stratfi.com
- Phone
- 302-884-6742
- @strategic-foresight-investments
- SEC file
- 801-134073
- Structure
- Delaware LLC
- Fiscal year end
- December
Strategic Foresight Investments uses Charles Schwab ($115M) as custodian for its separately managed accounts. Strategic Foresight Investments has custody of $34M in client assets for 44 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $115M100%
At year end, Strategic Foresight Investments’ separately managed accounts were mostly in stocks (86%) and cash (14%).
What the accounts hold
- Stocks86%
- Cash14%
How many clients does Strategic Foresight Investments have?
Strategic Foresight Investments has 87 clients and manages $115 million for them, as of August 2026. They include 46 high-net-worth individuals and 41 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 August 2026
What services does Strategic Foresight Investments offer?
Strategic Foresight Investments provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and market timing.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Strategic Foresight Investments use?
Strategic Foresight Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $115M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 August 2026
How many financial advisors does Strategic Foresight Investments have?
Strategic Foresight Investments has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Strategic Foresight Investments invest in?
At the end of its last fiscal year, Strategic Foresight Investments’ separately managed accounts held 86% exchange-traded equities and 14% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Strategic Foresight Investments?
Strategic Foresight Investments’ direct owner is James Lee (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 August 2026
How does Strategic Foresight Investments get paid?
Strategic Foresight Investments is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Strategic Foresight Investments?
Strategic Foresight Investments’ main office is at 1201 N. Orange, Suite 742, Wilmington, DE 19801. Its phone number is 302-884-6742. Its website is stratfi.com.