{"url":"https://nivawealth.com/firms/strategic-foresight-investments-164744","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/164744","regulatoryAum":115020000,"crd":"164744","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7987486","suffix":null,"lastName":"Larkin","firstName":"Jaan","middleName":"Erik"},{"crd":"2156828","suffix":null,"lastName":"LEE","firstName":"JAMES","middleName":"HAROLD"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-01","regulatoryAum":104531113,"clients":84,"employees":4,"offices":1},{"filedOn":"2026-08-27","regulatoryAum":115020000,"clients":87,"employees":2,"offices":1}],"secFileNumber":"801-134073","legalName":"Strategic Foresight Investments LLC","displayName":"Strategic Foresight Investments","slug":"strategic-foresight-investments-164744","website":"https://stratfi.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/strategic-foresight-investments/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1201 N. Orange, Suite 742","city":"Wilmington","state":"DE","stateName":"Delaware","country":"United States","postalCode":"19801"},"tradeNames":[],"registration":{"secApproved":"31 July 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1320942.528735632,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":115020000,"discretionary":115020000,"discretionaryAccounts":286,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":41,"regulatoryAum":15826000},{"label":"High-net-worth individuals","clients":46,"regulatoryAum":99096000},{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":98000}],"feePrograms":[{"role":"other","program":"Consulting services","summary":"Consulting services are billed hourly at $400 per hour, which may be negotiable, with an estimate provided before engagement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055132","versionId":1055132,"submittedOn":"2026-08-17","documentName":"STRATFI DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T14:33:52.943054+00:00","documents":[{"name":"STRATFI DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055132","versionId":1055132,"submittedOn":"2026-08-17"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":115020000}],"custodyNote":"Strategic Foresight Investments has custody of $34M in client assets for 44 clients.","otherCustodians":[],"leadership":[{"name":"James Lee","title":"Founder and Chief Compliance Officer","crd":"2156828"}],"ownership":[{"label":"James Lee","detail":"Founder and chief compliance officer in the 75% or more ownership band and a control person, since September 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Delaware","offices":1,"addresses":[{"street":"1201 N. Orange, Suite 742","city":"Wilmington","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"302-884-6742","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Market timing services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":86},{"label":"Cash and cash equivalents","percent":14}],"privateFunds":0},"sources":{"adv1FilingDate":"27 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/164744/PDF/164744.pdf","brochureDate":"17 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055132","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Strategic Foresight Investments have?","answer":"Strategic Foresight Investments has 87 clients and manages $115 million for them, as of August 2026. They include 46 high-net-worth individuals and 41 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Strategic Foresight Investments offer?","answer":"Strategic Foresight Investments provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and market timing.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Strategic Foresight Investments use?","answer":"Strategic Foresight Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $115M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Strategic Foresight Investments have?","answer":"Strategic Foresight Investments has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Strategic Foresight Investments invest in?","answer":"At the end of its last fiscal year, Strategic Foresight Investments’ separately managed accounts held 86% exchange-traded equities and 14% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Strategic Foresight Investments?","answer":"Strategic Foresight Investments’ direct owner is James Lee (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Strategic Foresight Investments get paid?","answer":"Strategic Foresight Investments is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Strategic Foresight Investments?","answer":"Strategic Foresight Investments’ main office is at 1201 N. Orange, Suite 742, Wilmington, DE 19801. Its phone number is 302-884-6742. Its website is stratfi.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}