James Lee has been Founder and Chief Compliance Officer of Strategic Foresight Investments since September 2012, is a control person of the firm and directly owns 75% or more of it.
Strategic Foresight Investments LLC is a Wilmington, DE firm with $115M under management, 87 clients and 2 advisers in one office, as of its August 2026 filing.
James H. Lee is the founder of StratFI. He has more than 30 years of experience in the financial industry and is the author of Foresight Investing.
James Lee’s longest registration is the current one, 14 years at Strategic Foresight Investments since 2012. Before joining Strategic Foresight Investments in 2012, James Lee was registered through Lau Associates LLC.
- Lau Associates LLC– · 13 yearsWilmington, DE · Adviser representative · Firm CRD 105608
Professional designations
Listed by Strategic Foresight Investments
- Chartered Financial Analyst (CFA®)
- Chartered Market Technician (CMT®)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
James Lee is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from October 2012; the most recent is Texas, in November 2013.
- DelawareSince 11 October 2012
- TexasResidentSince 15 November 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 6 May 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 August 1991 |
| Series 7 | General Securities Representative Examination | 30 July 1991 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Harold Lee
- CRD
- 2156828
- Firm
- Strategic Foresight Investments · CRD 164744
- Role
- Founder and Chief Compliance Officer
- Office
- 1201 N. ORANGE, SUITE 742, Wilmington, DE 19801
- Registration
- Investment adviser registration
- In the industry since
- May 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stratfi.com
Where does James Lee work?
James Lee has been Founder and Chief Compliance Officer of Strategic Foresight Investments LLC since September 2012, and is a control person of the firm.
Is James Lee a financial advisor?
Yes. James Lee has a current investment-adviser registration in Delaware and Texas, through Strategic Foresight Investments since October 2012.
How many years of experience does James Lee have?
James Lee has 27 years in the financial industry, since May 1999, across 2 adviser firms.
What exams has James Lee passed?
James Lee has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in July 1991.
Where did James Lee work before Strategic Foresight Investments?
Before Strategic Foresight Investments, James Lee was registered through Lau Associates LLC, January 1998 to May 2011.
Where is James Lee based?
James Lee’s registered office is in Wilmington, DE.
Is James Lee registered with FINRA?
No. James Lee has no current broker registration.
Is James Lee a CFP?
Strategic Foresight Investments lists James Lee with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Is James Lee a CFA charterholder?
Strategic Foresight Investments lists James Lee with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify James Lee’s record?
Search CRD 2156828 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Lee’s full registration record.