Stewardship Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.
Stewardship Capital reports 392 clients. They include 328 individual clients, 57 high-net-worth individuals and 7 charitable organizations. Of its assets, 100.0% ($168M across 392 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 84% | 38% |
| High-net-worth individuals | 15% | 60% |
| Charitable organizations | 2% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 328 | $63.6M | 37.8% | $194K |
| High-net-worth individuals | 57 | $101M | 60.1% | $1.78M |
| Charitable organizations | 7 | $3.5M | 2.1% | $500K |
| Total | 392 | $168M | 100% | $429K |
- Clients
- 328
- Regulatory AUM
- $63.6M
- AUM share
- 37.8%
- Avg. per client
- $194K
- Clients
- 57
- Regulatory AUM
- $101M
- AUM share
- 60.1%
- Avg. per client
- $1.78M
- Clients
- 7
- Regulatory AUM
- $3.5M
- AUM share
- 2.1%
- Avg. per client
- $500K
Total
- Clients
- 392
- Regulatory AUM
- $168M
- AUM share
- 100%
- Avg. per client
- $429K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Stewardship Capital is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Financial planning fees usually range from $250 to $5,000, set by the complexity of the client's situation and payable when the plan is presented.
Ronald Finke owns 75% or more of Stewardship Capital. The leadership team of Stewardship Capital includes President Ronald Finke and Chief Compliance Officer Lucas Davis. It has 5 employees, 4 of them in advisory roles.
Leadership
Ronald FinkePresident, Chief Investment Officer- Lucas DavisChief Compliance Officer and Director of Operations
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 4 in advisory functions
- 4 state-registered reps
- 4 insurance agents
- Owns 75% or more of Stewardship Capital, LTD.
Ronald Finke
Control person · since December 1997
Stewardship Capital’s regulatory assets grew from $136M (June 2024) to $168M (March 2026); clients fell from 441 to 392 and employees rose from 4 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $168M | 392 | 5 | 1 |
| March 2025 | $142M | 441 | 5 | 1 |
| June 2024 | $136M | 441 | 4 | 1 |
Besides its headquarters, Stewardship Capital has 0 offices, with 1 listed address in Missouri.
Missouri · 1 listed address
- 4200 Little Blue Parkway, Suite 650, IndependenceHQ
Other business names
Stewardship Capital has reported 1 other business name to the SEC.
- Stewardship Capital
Contact and registration details
- Legal name
- Stewardship Capital, LTD.
- Headquarters
- 4200 Little Blue Parkway, Suite 650, Independence, MO 64057
- Website
- stewcap.com
- Phone
- 816-833-6650
- @4475534
- SEC file
- 801-130645
- Structure
- Missouri corporation
- Fiscal year end
- December
Stewardship Capital uses Charles Schwab ($120M, 71%) and Fidelity ($48.4M, 29%) as custodians for its separately managed accounts. Stewardship Capital has custody of $3.67M in client assets for 15 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $120M71%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $48.4M29%
At year end, Stewardship Capital’s separately managed accounts were mostly in funds (59%) and cash (22%).
What the accounts hold
- Stocks16%
- Funds59%
- Bonds2%
- Cash22%
- Other1%
- Variable life1%
How many clients does Stewardship Capital have?
Stewardship Capital has 392 clients and manages $168 million for them, as of March 2026. They include 328 individual clients, 57 high-net-worth individuals and 7 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026
What services does Stewardship Capital offer?
Stewardship Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Stewardship Capital use?
Stewardship Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $120M and Fidelity Brokerage Services LLC (Smithfield, RI), with $48.4M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026
How many financial advisors does Stewardship Capital have?
Stewardship Capital has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Stewardship Capital invest in?
At the end of its last fiscal year, Stewardship Capital’s separately managed accounts held 59% registered funds (mutual funds, ETFs, BDCs), 22% cash and equivalents, 16% exchange-traded equities, 2% U.S. government and agency bonds and 1% other. The 1% other category is described as: Variable Life.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Stewardship Capital?
Stewardship Capital’s direct owner is Ronald Finke (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 13 March 2026
How does Stewardship Capital get paid?
Stewardship Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Stewardship Capital?
Stewardship Capital’s main office is at 4200 Little Blue Parkway, Suite 650, Independence, MO 64057. Its phone number is 816-833-6650. Its website is stewcap.com.