Ronald Finke has been President, Chief Investment Officer of Stewardship Capital since December 1997, is a control person of the firm and directly owns 75% or more of it. Ronald Finke holds a Bachelor of Arts in Economics from Stanford University and a Doctor of Jurisprudence from Vanderbilt University School of Law.
Stewardship Capital, LTD. is an Independence, MO firm with $168M under management, 392 clients and 4 advisers in one office, as of its March 2026 filing.
Ron Finke is President and Chief Investment Officer of Stewardship Capital, Ltd. He left law practice with Burns, Humphrey and Finke, P.C. over 40 years ago and, after 16 years of financial services under the commission model, founded Stewardship Capital, Ltd. in December 1997. He is responsible for research, choice of investments, and tactical investment allocation.
- Stewardship CapitalCurrent– present · 28 yearsIndependence, MO · Adviser representative · Firm CRD 110944
Professional designations
Listed by Stewardship Capital
- Chartered Financial Consultant® (ChFC®)
- Chartered Life Underwriter (CLU)
- Chartered Market Technician® (CMT)
- Certified Kingdom Advisor® (CKA®)
Investment adviser representative registrations
Ronald Finke is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from June 1998; the most recent is Texas, in January 2013.
- KansasSince 30 December 1999
- MissouriSince 1 June 1998
- TexasResidentSince 24 January 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 April 1998 |
| Series 7 | General Securities Representative Examination | 27 August 1991 |
| Series 22 | Direct Participation Programs Representative Examination | 24 February 1984 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 February 1983 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 16 February 1983 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Ronald Clark Finke
- CRD
- 1087361
- Firm
- Stewardship Capital · CRD 110944
- Role
- President, Chief Investment Officer
- Office
- 4200 LITTLE BLUE PARKWAY, SUITE 650, Independence, MO 64057
- Registration
- Investment adviser registration
- In the industry since
- May 1998
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- stewcap.com
Where does Ronald Finke work?
Ronald Finke has been President, Chief Investment Officer of Stewardship Capital, LTD. since December 1997, and is a control person of the firm.
Is Ronald Finke a financial advisor?
Yes. Ronald Finke has a current investment-adviser registration in Kansas, Missouri and Texas, through Stewardship Capital since June 1998.
How many years of experience does Ronald Finke have?
Ronald Finke has 28 years in the financial industry, since May 1998, across 1 adviser firm.
What exams has Ronald Finke passed?
Ronald Finke has passed 5 licensing exams: the Series 63, Series 6, Series 22, Series 7 and Series 65. The earliest, the Series 63, was passed in February 1983.
Where is Ronald Finke based?
Ronald Finke’s registered office is in Independence, MO.
Is Ronald Finke registered with FINRA?
No. Ronald Finke has no current broker registration.
How can I verify Ronald Finke’s record?
Search CRD 1087361 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ronald Finke’s full registration record.