{"url":"https://nivawealth.com/firms/stewardship-capital-110944","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110944","regulatoryAum":168360014,"crd":"110944","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6652495","suffix":null,"lastName":"Davis","firstName":"Lucas","middleName":"Konrad"},{"crd":"1087361","suffix":null,"lastName":"FINKE","firstName":"RONALD","middleName":"CLARK"},{"crd":"4324112","suffix":null,"lastName":"PICKERT","firstName":"AARON","middleName":"JOSEPH"},{"crd":"2379194","suffix":null,"lastName":"WALDEN","firstName":"CHRISTOPHER","middleName":"SEAN"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-06-09","regulatoryAum":136267719,"clients":441,"employees":4,"offices":1},{"filedOn":"2025-03-12","regulatoryAum":141502597,"clients":441,"employees":5,"offices":1},{"filedOn":"2026-03-13","regulatoryAum":168360014,"clients":392,"employees":5,"offices":1}],"secFileNumber":"801-130645","legalName":"Stewardship Capital, LTD.","displayName":"Stewardship Capital","slug":"stewardship-capital-110944","website":"https://stewcap.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/4475534/","founded":null,"organization":"Missouri corporation","fiscalYearEnd":"December","headquarters":{"street":"4200 Little Blue Parkway, Suite 650","city":"Independence","state":"MO","stateName":"Missouri","country":"United States","postalCode":"64057"},"tradeNames":["Stewardship Capital"],"registration":{"secApproved":"9 July 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":428203.2207792208,"staff":{"employees":5,"advisory":4,"brokerDealerReps":0,"insuranceAgents":4,"promoters":0},"aum":{"regulatory":168360014,"discretionary":168360014,"discretionaryAccounts":392,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":328,"regulatoryAum":63617630},{"label":"High-net-worth individuals","clients":57,"regulatoryAum":101240610},{"label":"Charitable organizations","clients":7,"regulatoryAum":3501774}],"feePrograms":[{"role":"other","program":"Financial planning","summary":"Financial planning fees usually range from $250 to $5,000, set by the complexity of the client's situation and payable when the plan is presented.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018945","versionId":1018945,"submittedOn":"2026-03-13","documentName":"FORM ADV PART 2 AND 2B 031326"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:08:36.803213+00:00","documents":[{"name":"FORM ADV PART 2 AND 2B 031326","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018945","versionId":1018945,"submittedOn":"2026-03-13"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":119940360},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":48419640}],"custodyNote":"Stewardship Capital has custody of $3.67M in client assets for 15 clients.","otherCustodians":[],"leadership":[{"name":"Ronald Finke","title":"President, Chief Investment Officer","crd":"1087361"},{"name":"Lucas Davis","title":"Chief Compliance Officer and Director of Operations","crd":"6652495"}],"ownership":[{"label":"Ronald Finke","detail":"President, chief investment officer in the 75% or more ownership band and a control person, since December 1997."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Missouri","offices":1,"addresses":[{"street":"4200 Little Blue Parkway, Suite 650","city":"Independence","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"816-833-6650","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":16},{"label":"U.S. government/agency bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":59},{"label":"Cash and cash equivalents","percent":22},{"label":"Other","percent":1,"detail":"Variable Life"}],"privateFunds":0},"sources":{"adv1FilingDate":"13 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110944/PDF/110944.pdf","brochureDate":"13 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018945","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Stewardship Capital have?","answer":"Stewardship Capital has 392 clients and manages $168 million for them, as of March 2026. They include 328 individual clients, 57 high-net-worth individuals and 7 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Stewardship Capital offer?","answer":"Stewardship Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Stewardship Capital use?","answer":"Stewardship Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $120M and Fidelity Brokerage Services LLC (Smithfield, RI), with $48.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Stewardship Capital have?","answer":"Stewardship Capital has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Stewardship Capital invest in?","answer":"At the end of its last fiscal year, Stewardship Capital’s separately managed accounts held 59% registered funds (mutual funds, ETFs, BDCs), 22% cash and equivalents, 16% exchange-traded equities, 2% U.S. government and agency bonds and 1% other. The 1% other category is described as: Variable Life.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Stewardship Capital?","answer":"Stewardship Capital’s direct owner is Ronald Finke (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Stewardship Capital get paid?","answer":"Stewardship Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Stewardship Capital?","answer":"Stewardship Capital’s main office is at 4200 Little Blue Parkway, Suite 650, Independence, MO 64057. Its phone number is 816-833-6650. Its website is stewcap.com.","source":"Form ADV Part 1A, Item 1.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}