Spinosa Wealth Management Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Spinosa Wealth Management Group reports 152 clients. They include 94 individual clients and 58 high-net-worth individuals. Of its assets, 100.0% ($191M across 334 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $191M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 62% | 17% |
| High-net-worth individuals | 38% | 83% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 94 | $32.1M | 16.8% | $341K |
| High-net-worth individuals | 58 | $159M | 83.2% | $2.75M |
| Total | 152 | $191M | 100% | $1.26M |
- Clients
- 94
- Regulatory AUM
- $32.1M
- AUM share
- 16.8%
- Avg. per client
- $341K
- Clients
- 58
- Regulatory AUM
- $159M
- AUM share
- 83.2%
- Avg. per client
- $2.75M
Total
- Clients
- 152
- Regulatory AUM
- $191M
- AUM share
- 100%
- Avg. per client
- $1.26M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Spinosa Wealth Management Group charges 0.75%–1.25% a year for its Wrap Portfolio Management. The fee is billed in advance, is negotiable and requires an account of at least $500,000.
Fee details and sources
Lawrence Spinosa owns 75% or more of Spinosa Wealth Management Group. The leadership team of Spinosa Wealth Management Group includes President Lawrence Spinosa and Chief Compliance Officer Brittany Roaden. It has 3 employees, 2 of them in advisory roles.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 broker-dealer reps
- 3 insurance agents
- Owns 75% or more of Spinosa Wealth Management Group, LLC
Lawrence Spinosa
Control person · since December 1982
Spinosa Wealth Management Group’s regulatory assets grew from $130M (March 2021) to $191M (March 2026); clients rose from 131 to 152 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $191M | 152 | 3 | 1 |
| Mar 2025March 2025 | $155M | 139 | 3 | 1 |
| Mar 2024March 2024 | $128M | 135 | 3 | 1 |
| Mar 2023March 2023 | $113M | 149 | 3 | 1 |
| Mar 2022March 2022 | $147M | 141 | 1 | 1 |
| Mar 2021March 2021 | $130M | 131 | 3 | 1 |
Besides its headquarters, Spinosa Wealth Management Group has 0 offices, with 1 listed address in 1 state.
Louisiana · 1 listed address
- 4565 Lasalle Street, Suite 201, MandevilleHQ
Contact and registration details
- Legal name
- Spinosa Wealth Management Group, LLC
- Headquarters
- 4565 Lasalle Street, Suite 201, Mandeville, LA 70471
- Website
- spinosawmg.com
- Phone
- 985-674-6722
- SEC file
- 801-120889
- Structure
- Louisiana LLC
- Fiscal year end
- December
Spinosa Wealth Management Group’s named custodian for separately managed accounts is LPL Financial ($191M). Spinosa Wealth Management Group has custody of $191M for 151 clients.
- LPL FinancialLPL Financial LLC · Boston, MA · $191M100%
At year end, Spinosa Wealth Management Group’s separately managed accounts were mostly in funds (73%) and stocks (16%).
What the accounts hold
- Stocks16%
- Funds73%
- Bonds1%
- Cash1%
- Other9%
- Structured notes9%
How many clients does Spinosa Wealth Management Group have?
Spinosa Wealth Management Group has 152 clients and manages $191 million for them, as of March 2026. They include 94 individual clients and 58 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 March 2026
What services does Spinosa Wealth Management Group offer?
Spinosa Wealth Management Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Spinosa Wealth Management Group charge?
Spinosa Wealth Management Group charges 0.75%–1.25% a year for its Wrap Portfolio Management. The fee is billed in advance, is negotiable and requires an account of at least $500,000.
Source: FORM ADV PART 2A, APPENDIX 1 - WRAP FEE PROGRAM BROCHURE - SPINOSA WMG, filed 5 March 2026
Which custodians does Spinosa Wealth Management Group use?
Spinosa Wealth Management Group’s separately managed account assets are held at LPL Financial LLC (Boston, MA), with $191M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 March 2026
How many financial advisors does Spinosa Wealth Management Group have?
Spinosa Wealth Management Group has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Spinosa Wealth Management Group invest in?
At the end of its last fiscal year, Spinosa Wealth Management Group’s separately managed accounts held 73% registered funds (mutual funds, ETFs, BDCs), 16% exchange-traded equities, 9% other, 1% state and local bonds and 1% cash and equivalents. The 9% other category is described as: Structured Notes.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Spinosa Wealth Management Group have a minimum investment?
Yes, Spinosa Wealth Management Group’s minimum account size for its Wrap Portfolio Management is $500K.
Source: FORM ADV PART 2A, APPENDIX 1 - WRAP FEE PROGRAM BROCHURE - SPINOSA WMG, filed 5 March 2026
Who owns Spinosa Wealth Management Group?
Spinosa Wealth Management Group’s direct owner is Lawrence Spinosa (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 5 March 2026
How does Spinosa Wealth Management Group get paid?
Spinosa Wealth Management Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Spinosa Wealth Management Group?
Spinosa Wealth Management Group’s main office is at 4565 Lasalle Street, Suite 201, Mandeville, LA 70471. Its phone number is 985-674-6722. Its website is spinosawmg.com.