Brittany Roaden has been Chief Compliance Officer of Spinosa Wealth Management Group since March 2020, is a control person of the firm and directly owns under 5% of it.
Spinosa Wealth Management Group, LLC is a Mandeville, LA firm with $191M under management, 152 clients and 2 advisers in one office, as of its March 2026 filing.
No adviser firm registrations are on Brittany Roaden’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 8 December 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Brittany Nichole Roaden
- CRD
- 5686603
- Firm
- Spinosa Wealth Management Group · CRD 170903
- Role
- Chief Compliance Officer
- Registration
- Broker registration; no current adviser registration
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Brittany Roaden work?
Brittany Roaden has been Chief Compliance Officer of Spinosa Wealth Management Group, LLC since March 2020, and is a control person of the firm.
Does Brittany Roaden have a current investment-adviser registration?
Brittany Roaden has a current broker registration and no current investment-adviser registration.
What exams has Brittany Roaden passed?
Brittany Roaden passed the Series 7 in December 2014. FINRA credited Brittany Roaden with the SIE, which began in October 2018.
Is Brittany Roaden registered with FINRA?
Yes. Brittany Roaden has a current broker registration, under CRD 5686603.
Source: FINRA BrokerCheck
How can I verify Brittany Roaden’s record?
Search CRD 5686603 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Brittany Roaden’s full registration record.