Lawrence Spinosa has been President of Spinosa Wealth Management Group since December 1982, is a control person of the firm and directly owns 75% or more of it.
Spinosa Wealth Management Group, LLC is a Mandeville, LA firm with $191M under management, 152 clients and 2 advisers in one office, as of its March 2026 filing.
Lawrence Spinosa’s longest registration was 12 years at LPL Financial LLC (2003–2016). Before joining Spinosa Wealth Management Group in 2014, Lawrence Spinosa was registered through LPL Financial LLC.
- – present · 12 yearsMandeville, LA · Adviser representative · Firm CRD 170903
- LPL Financial LLC– · 12 yearsFort Mill, SC · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Lawrence Spinosa is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from September 2014; the most recent is Texas, in February 2016.
- FloridaSince 2 October 2014
- LouisianaSince 23 September 2014
- TexasResidentSince 25 February 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 11 March 1999 |
| Series 24 | General Securities Principal Examination | 18 November 1998 |
| Series 7 | General Securities Representative Examination | 17 August 1998 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 September 1994 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 May 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Lawrence Randall Spinosa
- CRD
- 1453282
- Firm
- Spinosa Wealth Management Group · CRD 170903
- Role
- President
- Office
- 4565 LASALLE STREET, SUITE 201, Mandeville, LA 70471
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1986
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Lawrence Spinosa work?
Lawrence Spinosa has been President of Spinosa Wealth Management Group, LLC since December 1982, and is a control person of the firm.
Is Lawrence Spinosa a financial advisor?
Yes. Lawrence Spinosa has a current investment-adviser registration in Florida, Louisiana and Texas, through Spinosa Wealth Management Group since September 2014.
How many years of experience does Lawrence Spinosa have?
Lawrence Spinosa has 39 years in the financial industry, since November 1986, across 2 adviser firms.
What exams has Lawrence Spinosa passed?
Lawrence Spinosa has passed 5 licensing exams: the Series 6, Series 63, Series 7, Series 24 and Series 65. The earliest, the Series 6, was passed in May 1986. FINRA credited Lawrence Spinosa with the SIE, which began in October 2018.
Where is Lawrence Spinosa based?
Lawrence Spinosa’s registered office is in Mandeville, LA.
Is Lawrence Spinosa registered with FINRA?
Yes. Lawrence Spinosa has a current broker registration, under CRD 1453282.
Source: FINRA BrokerCheck
How can I verify Lawrence Spinosa’s record?
Search CRD 1453282 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Lawrence Spinosa’s full registration record.