Sky Investment Group provides portfolio management for individuals and small businesses and pension consulting.
Sky Investment Group reports 396 clients. They include 386 high-net-worth individuals, 8 charitable organizations, and 2 pension and profit-sharing plans. Of its assets, 100.0% ($931M across 929 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 97% | 98% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 2% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 386 | $913M | 98.1% | $2.37M |
| Pension and profit-sharing plans | Fewer than 5 | $7.48M | 0.8% | $3.74M |
| Charitable organizations | 8 | $10.3M | 1.1% | $1.29M |
| Total | 396 | $931M | 100% | — |
- Clients
- 386
- Regulatory AUM
- $913M
- AUM share
- 98.1%
- Avg. per client
- $2.37M
- Clients
- Fewer than 5
- Regulatory AUM
- $7.48M
- AUM share
- 0.8%
- Avg. per client
- $3.74M
- Clients
- 8
- Regulatory AUM
- $10.3M
- AUM share
- 1.1%
- Avg. per client
- $1.29M
Total
- Clients
- 396
- Regulatory AUM
- $931M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Sky Investment Group is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Aspen Standard Group LLC owns 75% or more of Sky Investment Group and is in turn owned by Aspen Standard Group Intermediate Co LLC (75% or more). Kendall Bolt is CEO; the leadership team includes Chief Investment Officer Robert Bingham and Chief Compliance Officer William Newman. It has 11 employees, 8 of them in advisory roles.
Leadership
- Kendall BoltChief Executive Officer
- William NewmanChief Compliance Officer/CFO
Robert BinghamFounder & Chief Investment Officer
Investment adviser representatives
10 representatives listed in the SEC register as of 9 October 2026.
- Kent David Zahner
Staff
- 11 employees
- 8 in advisory functions
- 8 state-registered reps
- 1 soliciting firm
- Owns 75% or more of Sky Investment Group LLC
Aspen Standard Group LLC
Control person · since July 2025
- Owns 75% or more of Aspen Standard Group LLC
Aspen Standard Group Intermediate Co LLC
Control person · since July 2024
- Owns 75% or more of Aspen Standard Group Intermediate Co LLC
Aspen Standard Group Topco LP
Control person · since August 2024
- Owns 75% or more of Aspen Standard Group Topco LP
Evergreen Services Group Topco II, LLC
Control person · since March 2025
- Owns 50% to 75% of Evergreen Services Group Topco II, LLC
Alpine Investors IX-A Splitter Eg II, LP
Control person · since March 2025
- Owns 75% or more of Alpine Investors IX-A Splitter Eg II, LP
Alpine Investors IX-A Blocker Eg II, LLC
Control person · since March 2025
- Owns 75% or more of Alpine Investors IX-A Blocker Eg II, LLC
Alpine Investors IX-A, LP
Control person · since March 2025
- Owns 25% to 50% of Evergreen Services Group Topco II, LLC
Alpine Investors IX, LP
Control person · since March 2025
Sky Investment Group’s regulatory assets grew from $645M (March 2021) to $931M (March 2026); clients rose from 319 to 396 and employees from 9 to 11.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $931M | 396 | 11 | 1 |
| July 2025 | $851M | 380 | 10 | 1 |
| March 2024 | $765M | 371 | 10 | 1 |
| May 2023 | $683M | 367 | 9 | 1 |
| March 2022 | $764M | 357 | 9 | 1 |
| March 2021 | $645M | 319 | 9 | 1 |
Besides its headquarters, Sky Investment Group has 0 offices, with 1 listed address in Connecticut.
Connecticut · 1 listed address
- One Financial Plaza, Suite 1210, HartfordHQ
Contact and registration details
- Legal name
- Sky Investment Group LLC
- Headquarters
- One Financial Plaza, Suite 1210, Hartford, CT 06103
- Website
- skyig.com
- Phone
- 860-761-9700
- @sky-investment-group
- SEC file
- 801-63875
- Founded
- 2005
- Structure
- Connecticut LLC
- Fiscal year end
- December
Sky Investment Group uses Charles Schwab ($595M, 69%), Fidelity ($152M, 18%) and Pershing ($115M, 13%) as custodians for its separately managed accounts. Sky Investment Group does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $595M69%
- FidelityFidelity Distributors Company LLC · Boston, MA · $152M18%
- PershingPershing LLC · Jersey City, NJ · $115M13%
At year end, Sky Investment Group’s separately managed accounts were mostly in stocks (67%) and bonds (22%). Its reported 13F holdings for the quarter ended 30 June 2026 total $637M across 146 positions; the largest are Nvidia Corp.. (8.8%), Alphabet Inc.. - CL A (voting) (5.5%) and Microsoft Corp.. (5.0%).
What the accounts hold
- Stocks67%
- Funds5%
- Bonds22%
- State and local bonds9%
- Investment grade corporate bonds7%
- U.S. government and agency bonds6%
- Cash6%
Reported 13F holdings
- $637M
- Reported 13F value
- 146
- Positions
- 35.7%
- In the 10 largest
- +9.2%
- Value vs. prior quarter
- Nvidia Corp..8.8%
- Alphabet Inc.. - CL A (voting)5.5%
- Microsoft Corp..5.0%
- Johnson & Johnson2.6%
- American Express Company2.5%
- Rtx Corp..2.4%
- Philip Morris International Inc..2.4%
- Linde PLC2.4%
- Alphabet Inc.. - CL C (non-voting)2.1%
- Texas Instruments Inc..2.0%
Together, the ten largest are 35.7% of reported value.
How many clients does Sky Investment Group have?
Sky Investment Group has 396 clients and manages $931 million for them, as of March 2026. They include 386 high-net-worth individuals, 8 charitable organizations, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Sky Investment Group offer?
Sky Investment Group provides portfolio management for individuals and small businesses and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Sky Investment Group use?
Sky Investment Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $595M, Fidelity Distributors Company LLC (Boston, MA), with $152M and Pershing LLC (Jersey City, NJ), with $115M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Sky Investment Group have?
Sky Investment Group has 8 investment adviser representatives registered with state securities authorities, out of 11 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Sky Investment Group invest in?
At the end of its last fiscal year, Sky Investment Group’s separately managed accounts held 67% exchange-traded equities, 9% state and local bonds, 7% investment grade corporate bonds, 6% U.S. government and agency bonds, 6% cash and equivalents and 5% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Sky Investment Group?
Sky Investment Group is owned through a chain of holding companies by Alpine Investors IX, LP and Alpine Investors IX-A, LP. Its direct owner is Aspen Standard Group LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Sky Investment Group get paid?
Sky Investment Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Sky Investment Group registered with the SEC?
Yes, Sky Investment Group has been registered with the SEC as an investment adviser since 18 February 2005. Its CRD number is 134001 and its SEC file number is 801-63875.
Source: Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record
How do I contact Sky Investment Group?
Sky Investment Group’s main office is at One Financial Plaza, Suite 1210, Hartford, CT 06103. Its phone number is 860-761-9700. Its website is skyig.com.