Catherine Mullen has been an investment adviser representative at Sky Investment Group since August 2017, and is not listed among the firm’s executive officers or direct owners.
Sky Investment Group LLC is a Hartford, CT firm with $931M under management, 396 clients and 8 advisers in one office, as of its March 2026 filing.
- Sky Investment Group LLCCurrent– present · 9 yearsHartford, CT · Adviser representative · Firm CRD 134001
Investment adviser representative registrations
Catherine Mullen is registered as an investment adviser representative in 2 states. Each was approved in August 2017.
- ConnecticutSince 4 August 2017
- TexasSince 4 August 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 4 August 2017 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Catherine Hart Mullen
- CRD
- 6802419
- Firm
- Sky Investment Group · CRD 134001
- Office
- ONE FINANCIAL PLAZA, SUITE 1210, Hartford, CT 06103
- Registration
- Investment adviser registration
- In the industry since
- August 2017
- Disciplinary history
- Not yet shown here · SEC record
Where does Catherine Mullen work?
Catherine Mullen is an investment adviser representative registered through Sky Investment Group LLC since August 2017, and is not listed among the firm’s executive officers or direct owners.
Is Catherine Mullen a financial advisor?
Yes. Catherine Mullen has a current investment-adviser registration in Connecticut and Texas, through Sky Investment Group since August 2017.
How many years of experience does Catherine Mullen have?
Catherine Mullen has 9 years in the financial industry, since August 2017, across 1 adviser firm.
What exams has Catherine Mullen passed?
Catherine Mullen passed the Series 65 in August 2017.
Where is Catherine Mullen based?
Catherine Mullen’s registered office is in Hartford, CT.
Is Catherine Mullen registered with FINRA?
No. Catherine Mullen has no current broker registration.
How can I verify Catherine Mullen’s record?
Search CRD 6802419 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Catherine Mullen’s full registration record.
