William Newman has been Chief Compliance Officer/CFO of Sky Investment Group since March 2005, is a control person of the firm and directly owns under 5% of it.
Sky Investment Group LLC is a Hartford, CT firm with $931M under management, 396 clients and 8 advisers in one office, as of its March 2026 filing.
- Sky Investment Group LLCCurrent– present · 21 yearsHartford, CT · Adviser representative · Firm CRD 134001
Investment adviser representative registrations
William Newman is registered as an investment adviser representative in Connecticut, since March 2005.
- ConnecticutSince 8 March 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 November 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- William Henry Newman
- CRD
- 4903870
- Firm
- Sky Investment Group · CRD 134001
- Role
- Chief Compliance Officer/CFO
- Office
- ONE FINANCIAL PLAZA, SUITE 1210, Hartford, CT 06103
- Registration
- Investment adviser registration
- In the industry since
- March 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does William Newman work?
William Newman has been Chief Compliance Officer/CFO of Sky Investment Group LLC since March 2005, and is a control person of the firm.
Is William Newman a financial advisor?
Yes. William Newman has a current investment-adviser registration in Connecticut, through Sky Investment Group since March 2005.
How many years of experience does William Newman have?
William Newman has 21 years in the financial industry, since March 2005, across 1 adviser firm.
What exams has William Newman passed?
William Newman passed the Series 65 in November 2004.
Where is William Newman based?
William Newman’s registered office is in Hartford, CT.
Is William Newman registered with FINRA?
No. William Newman has no current broker registration.
How can I verify William Newman’s record?
Search CRD 4903870 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Newman’s full registration record.
