Simcoe Capital provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.
Simcoe Capital reports 13 clients. They include 13 high-net-worth individuals. Of its assets, 100.0% ($109M across 16 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 5% |
| State or municipal government entities | Fewer than 5 | 95% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 13 | $5.58M | 5.1% | $429K |
| State or municipal government entities | Fewer than 5 | $104M | 94.9% | — |
| Total | 13 | $109M | 100% | — |
- Clients
- 13
- Regulatory AUM
- $5.58M
- AUM share
- 5.1%
- Avg. per client
- $429K
- Clients
- Fewer than 5
- Regulatory AUM
- $104M
- AUM share
- 94.9%
- Avg. per client
- —
Total
- Clients
- 13
- Regulatory AUM
- $109M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Simcoe Capital is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Richard Beaven owns 25% to 50% of Simcoe Capital. The leadership team of Simcoe Capital includes Chief Compliance Officer Alisa Martin. It has 4 employees, 2 of them in advisory roles.
Leadership
- Alisa MartinChief Compliance Officer
- Richard BeavenMember
- Paul GreenwoodMember
- Colin KellyMember
- John SwallowMember
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Richard Scott Beaven
- Colin Thomas Kelly
- Alisa Janell Martin
Staff
- 4 employees
- 2 in advisory functions
- 4 state-registered reps
- Owns 25% to 50% of Simcoe Capital, LLC
Richard Beaven
Control person · since April 2002
- Owns 25% to 50% of Simcoe Capital, LLC
Colin Kelly
Control person · since October 2020
- Owns 5% to 10% of Simcoe Capital, LLC
Paul Greenwood
since October 2020
- Owns 5% to 10% of Simcoe Capital, LLC
John Swallow
since October 2020
Simcoe Capital’s regulatory assets grew 1.6× from $66.3M (February 2021) to $109M (July 2026); clients rose from 3 to 13 and employees from 2 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $109M | 13 | 4 | 1 |
| February 2021 | $66.3M | 3 | 2 | 1 |
Besides its headquarters, Simcoe Capital has 0 offices, with 1 listed address in Washington.
Washington · 1 listed address
- 9 S Washington St, Suite 520, SpokaneHQ
Contact and registration details
- Legal name
- Simcoe Capital, LLC
- Headquarters
- 9 S Washington St, Suite 520, Spokane, WA 99201
- Website
- signiacapital.com
- Phone
- 509-789-8970
- @signia-capital
- SEC file
- 801-134770
- Structure
- Washington LLC
- Fiscal year end
- December
Simcoe Capital uses Northern Trust ($104M, 78%) and Citigroup Global Markets ($30M, 22%) as custodians for its separately managed accounts. Simcoe Capital does not have custody of client assets.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- Northern TrustNorthern Trust · Chicago, IL · $104M78%
- Citigroup Global MarketsCitigroup Global Markets Inc. · New York, NY · $30M22%
At year end, Simcoe Capital’s separately managed accounts were mostly in stocks (99%). Its reported 13F holdings for the quarter ended 30 June 2026 total $164M across 36 positions; the largest are Progyny Inc. (6.4%), Cracker Barrel Old Country Sto (6.3%) and Pubmatic (5.6%).
What the accounts hold
- Stocks99%
- Cash1%
Reported 13F holdings
- $164M
- Reported 13F value
- 36
- Positions
- 49.3%
- In the 10 largest
- +50.5%
- Value vs. prior quarter
- Progyny Inc.6.4%
- Cracker Barrel Old Country Sto6.3%
- Pubmatic5.6%
- Marinemax Inc.4.9%
- Homestreet4.9%
- Ranpack Holdings Corp.4.9%
- Arhaus Inc.4.8%
- Oportun Financial Corp.3.9%
- Green Dot Corp.3.8%
- Orion Marine Group Inc.3.8%
Together, the ten largest are 49.3% of reported value.
How many clients does Simcoe Capital have?
Simcoe Capital has 13 clients and manages $109 million for them, as of July 2026. They include 13 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026
What services does Simcoe Capital offer?
Simcoe Capital provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Simcoe Capital use?
Simcoe Capital’s separately managed account assets are held at Northern Trust (Chicago, IL), with $104M and Citigroup Global Markets Inc. (New York, NY), with $30M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 July 2026
How many financial advisors does Simcoe Capital have?
Simcoe Capital has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Simcoe Capital invest in?
At the end of its last fiscal year, Simcoe Capital’s separately managed accounts held 99% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Simcoe Capital?
Simcoe Capital’s direct owners are Richard Beaven, Colin Kelly, Paul Greenwood and John Swallow, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 31 July 2026
How does Simcoe Capital get paid?
Simcoe Capital is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Simcoe Capital?
Simcoe Capital’s main office is at 9 S Washington St, Suite 520, Spokane, WA 99201. Its phone number is 509-789-8970. Its website is signiacapital.com.