{"url":"https://nivawealth.com/firms/simcoe-capital-121505","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/121505","regulatoryAum":109440888,"crd":"121505","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4569943","suffix":null,"lastName":"BEAVEN","firstName":"RICHARD","middleName":"SCOTT"},{"crd":"5031731","suffix":null,"lastName":"KELLY","firstName":"COLIN","middleName":"THOMAS"},{"crd":"2359519","suffix":null,"lastName":"MARTIN","firstName":"ALISA","middleName":"JANELL"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-23","regulatoryAum":66339914,"clients":3,"employees":2,"offices":1},{"filedOn":"2026-07-31","regulatoryAum":109440888,"clients":13,"employees":4,"offices":1}],"secFileNumber":"801-134770","legalName":"Simcoe Capital, LLC","displayName":"Simcoe Capital","slug":"simcoe-capital-121505","website":"https://signiacapital.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/signia-capital/posts/?feedView=all","xUrl":"https://x.com/SigniaCapital","founded":null,"organization":"Washington limited liability company","fiscalYearEnd":"December","headquarters":{"street":"9 S Washington St, Suite 520","city":"Spokane","state":"WA","stateName":"Washington","country":"United States","postalCode":"99201"},"tradeNames":[],"registration":{"secApproved":"21 November 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":428930.6153846154,"staff":{"employees":4,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":109440888,"discretionary":109440888,"discretionaryAccounts":16,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":13,"regulatoryAum":5576098},{"label":"State or municipal government entities","clients":null,"fewerThan5":true,"regulatoryAum":103864790}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Northern Trust","shortName":"Northern Trust","location":"Chicago, IL","smaAssets":103864790},{"name":"Citigroup Global Markets Inc.","shortName":"Citigroup Global Markets","location":"New York, NY","smaAssets":30000000}],"custodyNote":"Simcoe Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Alisa Martin","title":"Chief Compliance Officer","crd":"2359519"},{"name":"Richard Beaven","title":"Member","crd":"4569943"},{"name":"Paul Greenwood","title":"Member","crd":"4982347"},{"name":"Colin Kelly","title":"Member","crd":"5031731"},{"name":"John Swallow","title":"Member","crd":"2856256"}],"ownership":[{"label":"Richard Beaven","detail":"Member in the 25% to 50% ownership band and a control person, since April 2002."},{"label":"Colin Kelly","detail":"Member in the 25% to 50% ownership band and a control person, since October 2020."},{"label":"Paul Greenwood","detail":"Member in the 5% to 10% ownership band, since October 2020."},{"label":"John Swallow","detail":"Member in the 5% to 10% ownership band, since October 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Washington","offices":1,"addresses":[{"street":"9 S Washington St, Suite 520","city":"Spokane","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"509-789-8970","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":99},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"31 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/121505/PDF/121505.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Simcoe Capital have?","answer":"Simcoe Capital has 13 clients and manages $109 million for them, as of July 2026. They include 13 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Simcoe Capital offer?","answer":"Simcoe Capital provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Simcoe Capital use?","answer":"Simcoe Capital’s separately managed account assets are held at Northern Trust (Chicago, IL), with $104M and Citigroup Global Markets Inc. (New York, NY), with $30M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Simcoe Capital have?","answer":"Simcoe Capital has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Simcoe Capital invest in?","answer":"At the end of its last fiscal year, Simcoe Capital’s separately managed accounts held 99% exchange-traded equities and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Simcoe Capital?","answer":"Simcoe Capital’s direct owners are Richard Beaven, Colin Kelly, Paul Greenwood and John Swallow, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Simcoe Capital get paid?","answer":"Simcoe Capital is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Simcoe Capital?","answer":"Simcoe Capital’s main office is at 9 S Washington St, Suite 520, Spokane, WA 99201. Its phone number is 509-789-8970. Its website is signiacapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/simcoe-capital-121505/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-06","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2109203/000210920326000004/0002109203-26-000004-index.html","totalValue":164032283,"positionCount":36,"top10Share":0.4927684631445384,"top10":[{"issuer":"Progyny Inc","titleOfClass":"COM","cusip":"74340E103","value":10419998,"shares":361429,"shareType":"SH","priorValue":4254780,"priorShares":250576},{"issuer":"Cracker Barrel Old Country 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}