Sieben Wealth Planning provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year.
Sieben Wealth Planning reports 86 clients. They include 49 individual clients and 37 high-net-worth individuals. Of its assets, 100.0% ($161M across 435 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 57% | 10% |
| High-net-worth individuals | 43% | 90% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 49 | $15.7M | 9.7% | $321K |
| High-net-worth individuals | 37 | $145M | 90.3% | $3.93M |
| Total | 86 | $161M | 100% | $1.87M |
- Clients
- 49
- Regulatory AUM
- $15.7M
- AUM share
- 9.7%
- Avg. per client
- $321K
- Clients
- 37
- Regulatory AUM
- $145M
- AUM share
- 90.3%
- Avg. per client
- $3.93M
Total
- Clients
- 86
- Regulatory AUM
- $161M
- AUM share
- 100%
- Avg. per client
- $1.87M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Sieben Wealth Planning charges 0.65%–1.00% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$3M | 0.85% |
| $3M–$5M | 0.75% |
| $5M and above | 0.65% |
Fee details and sources
Other fees
- Retirement Plan Advisory Services
- Retirement plan advisory fees are an annual asset-based fee of 0.25% to 1.00% based on plan size and scope, billed in advance each quarter.
David Sieben owns 75% or more of Sieben Wealth Planning. The leadership team of Sieben Wealth Planning includes Chief Compliance Officer David Sieben. It has 2 employees.
Leadership
David SiebenPrincipal and Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Sieben Wealth Planning LLC
David Sieben
Control person · since September 2021
Sieben Wealth Planning’s regulatory assets grew 1.5× from $106M (March 2022) to $161M (February 2026); clients rose from 58 to 86 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $161M | 86 | 2 | 1 |
| February 2025 | $140M | 78 | 2 | 1 |
| April 2024 | $125M | 88 | 2 | 1 |
| March 2023 | $101M | 65 | 3 | 1 |
| March 2022 | $106M | 58 | 2 | 1 |
Besides its headquarters, Sieben Wealth Planning has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Sieben Wealth Planning LLC
- Headquarters
- Not reported
- Website
- blueoxwm.com
- Phone
- 612-720-4637
- @siebenwp
- SEC file
- 801-122180
- Structure
- Minnesota LLC
- Fiscal year end
- December
Sieben Wealth Planning uses Fidelity ($157M) as custodian for its separately managed accounts. Sieben Wealth Planning has custody of $46.2M in client assets for 72 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $157M100%
At year end, Sieben Wealth Planning’s separately managed accounts were mostly in funds (55%) and stocks (35%).
What the accounts hold
- Stocks35%
- Exchange-traded equities34%
- Non-exchange-traded equities1%
- Funds55%
- Registered funds53%
- Pooled vehicles2%
- Bonds7%
- Cash1%
- Other4%
- Fixed income4%
How many clients does Sieben Wealth Planning have?
Sieben Wealth Planning has 86 clients and manages $161 million for them, as of February 2026. They include 49 individual clients and 37 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026
What services does Sieben Wealth Planning offer?
Sieben Wealth Planning provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Sieben Wealth Planning charge?
Sieben Wealth Planning charges 0.65%–1.00% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: SIEBEN WEALTH PLANNING LLC DISCLOSURE BROCHURE, filed 24 February 2026
Which custodians does Sieben Wealth Planning use?
Sieben Wealth Planning’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $157M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 February 2026
How many financial advisors does Sieben Wealth Planning have?
Sieben Wealth Planning has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Sieben Wealth Planning invest in?
At the end of its last fiscal year, Sieben Wealth Planning’s separately managed accounts held 53% registered funds (mutual funds, ETFs, BDCs), 34% exchange-traded equities, 7% U.S. government and agency bonds, 4% other, 2% pooled vehicles (private funds and similar), 1% non-exchange-traded equities and 1% cash and equivalents. The 4% other category is described as: Fixed Income.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Sieben Wealth Planning?
Sieben Wealth Planning’s direct owner is David Sieben (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 February 2026
How does Sieben Wealth Planning get paid?
Sieben Wealth Planning is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Sieben Wealth Planning?
Its phone number is 612-720-4637. Its website is blueoxwm.com.