{"url":"https://nivawealth.com/firms/sieben-wealth-planning-315368","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/315368","regulatoryAum":161196874,"crd":"315368","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5581614","suffix":null,"lastName":"MOOS","firstName":"CORISSA","middleName":"ANN"},{"crd":"5730105","suffix":null,"lastName":"SIEBEN","firstName":"DAVID","middleName":"MICHAEL"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-07","regulatoryAum":105863789,"clients":58,"employees":2,"offices":1},{"filedOn":"2023-03-22","regulatoryAum":101297616,"clients":65,"employees":3,"offices":1},{"filedOn":"2024-04-29","regulatoryAum":124727185,"clients":88,"employees":2,"offices":1},{"filedOn":"2025-02-19","regulatoryAum":139983586,"clients":78,"employees":2,"offices":1},{"filedOn":"2026-02-24","regulatoryAum":161196874,"clients":86,"employees":2,"offices":1}],"secFileNumber":"801-122180","legalName":"Sieben Wealth Planning LLC","displayName":"Sieben Wealth Planning","slug":"sieben-wealth-planning-315368","website":"https://blueoxwm.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/315368/0940b8be51cf04c7-r1.webp","tone":"light","width":650,"height":200,"sourceUrl":"https://blueoxwm.com","sourceLabel":"Sieben Wealth Planning LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/siebenwp","founded":null,"organization":"Minnesota limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"27 August 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2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"612-720-4637","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":34},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":7},{"label":"Securities issued by registered investment companies or business development companies","percent":53},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":1},{"label":"Other","percent":4,"detail":"Fixed Income"}],"privateFunds":0},"sources":{"adv1FilingDate":"24 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/315368/PDF/315368.pdf","brochureDate":"24 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011608","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sieben Wealth Planning have?","answer":"Sieben Wealth Planning has 86 clients and manages $161 million for them, as of February 2026. They include 49 individual clients and 37 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sieben Wealth Planning offer?","answer":"Sieben Wealth Planning provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Sieben Wealth Planning charge?","answer":"Sieben Wealth Planning charges 0.65%–1.00% a year for its Wealth Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"SIEBEN WEALTH PLANNING LLC DISCLOSURE BROCHURE, filed 24 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Sieben Wealth Planning use?","answer":"Sieben Wealth Planning’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $157M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sieben Wealth Planning have?","answer":"Sieben Wealth Planning has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sieben Wealth Planning invest in?","answer":"At the end of its last fiscal year, Sieben Wealth Planning’s separately managed accounts held 53% registered funds (mutual funds, ETFs, BDCs), 34% exchange-traded equities, 7% U.S. government and agency bonds, 4% other, 2% pooled vehicles (private funds and similar), 1% non-exchange-traded equities and 1% cash and equivalents. The 4% other category is described as: Fixed Income.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sieben Wealth Planning?","answer":"Sieben Wealth Planning’s direct owner is David Sieben (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sieben Wealth Planning get paid?","answer":"Sieben Wealth Planning is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sieben Wealth Planning?","answer":"Its phone number is 612-720-4637. Its website is blueoxwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}