Corissa Moos has been an investment adviser representative at Sieben Wealth Planning since March 2022, and is not listed among the firm’s executive officers or direct owners.
Sieben Wealth Planning LLC is a firm with $161M under management, 86 clients and 2 advisers in one office, as of its February 2026 filing.
Corissa Moos’ longest registration was 6 years at RBC Capital Markets, LLC (2015–2022). Before joining Sieben Wealth Planning in 2022, Corissa Moos was registered through RBC Capital Markets, LLC and Morgan Stanley.
- Sieben Wealth Planning LLCCurrent– present · 4 yearsWayzata, MN · Adviser representative · Firm CRD 315368
- RBC Capital Markets, LLC– · 6 yearsWayzata, MN · Adviser representative · Firm CRD 31194
- Morgan Stanley– · 1 yearChicago, IL · Adviser representative · Firm CRD 149777
- RBC Capital Markets, LLC– · 2 yearsEdina, MN · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
Corissa Moos is registered as an investment adviser representative in 2 states. The first approvals date from March 2022; the most recent is Texas, in April 2023.
- MinnesotaSince 7 March 2022
- TexasSince 19 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 12 July 2011 |
| Series 7 | General Securities Representative Examination | 8 March 2011 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Corissa Ann Moos
- CRD
- 5581614
- Firm
- Sieben Wealth Planning · CRD 315368
- Office
- Wayzata, MN
- Registration
- Investment adviser registration
- In the industry since
- July 2011
- Disciplinary history
- Not yet shown here · SEC record
Where does Corissa Moos work?
Corissa Moos is an investment adviser representative registered through Sieben Wealth Planning LLC since March 2022, and is not listed among the firm’s executive officers or direct owners.
Is Corissa Moos a financial advisor?
Yes. Corissa Moos has a current investment-adviser registration in Minnesota and Texas, through Sieben Wealth Planning since March 2022.
How many years of experience does Corissa Moos have?
Corissa Moos has 15 years in the financial industry, since July 2011, across 3 adviser firms.
What exams has Corissa Moos passed?
Corissa Moos has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2011. FINRA credited Corissa Moos with the SIE, which began in October 2018.
Where did Corissa Moos work before Sieben Wealth Planning?
Before Sieben Wealth Planning, Corissa Moos was registered through RBC Capital Markets, LLC, November 2015 to January 2022; Morgan Stanley, October 2013 to October 2015; RBC Capital Markets, LLC, July 2011 to September 2013.
Where is Corissa Moos based?
Corissa Moos’ registered office is in Wayzata, MN.
Is Corissa Moos registered with FINRA?
No. Corissa Moos has no current broker registration.
How can I verify Corissa Moos’ record?
Search CRD 5581614 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Corissa Moos’ full registration record.
