Sheeley & Partners Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 1–10 clients last fiscal year.
Sheeley & Partners Wealth Management reports 79 clients. They include 48 individual clients and 31 high-net-worth individuals. Of its assets, 100.0% ($131M across 82 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 61% | 15% |
| High-net-worth individuals | 39% | 72% |
| Pension and profit-sharing plans | Fewer than 5 | 13% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 48 | $19.2M | 14.6% | $400K |
| High-net-worth individuals | 31 | $94.7M | 72.2% | $3.06M |
| Pension and profit-sharing plans | Fewer than 5 | $17.4M | 13.2% | — |
| Total | 79 | $131M | 100% | — |
- Clients
- 48
- Regulatory AUM
- $19.2M
- AUM share
- 14.6%
- Avg. per client
- $400K
- Clients
- 31
- Regulatory AUM
- $94.7M
- AUM share
- 72.2%
- Avg. per client
- $3.06M
- Clients
- Fewer than 5
- Regulatory AUM
- $17.4M
- AUM share
- 13.2%
- Avg. per client
- —
Total
- Clients
- 79
- Regulatory AUM
- $131M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Sheeley & Partners Wealth Management charges 0.60%–1.10% a year for its Investment advisory services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.10% |
| $1M–$3M | 0.90% |
| $3M–$5M | 0.80% |
| $5M–$10M | 0.70% |
| $10M and above | 0.60% |
Fee details and sources
Other fees
- Retirement plan consulting
- Retirement plan consulting fees are negotiable and generally at least $5,000 a year fixed, or $200 to $400 per hour, or 0.20% to 0.80% of plan assets under advisement.
- Stand-alone financial planning and consulting
- Stand-alone financial planning and consulting fees are negotiable and generally $3,000 to $5,000 on a fixed fee basis, or $200 to $550 per hour.
NCG, LLC owns 75% or more of Sheeley & Partners Wealth Management. The leadership team of Sheeley & Partners Wealth Management includes Chief Compliance Officer Lesley Sheeley. It has 3 employees, 2 of them in advisory roles.
Leadership
- Lesley SheeleyChief Compliance Officer / Member
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Sheeley & Partners Wealth Management, LLC
NCG, LLC
Control person · since June 1998
- Owns 75% or more of Sheeley & Partners Wealth Management, LLC
Lesley Sheeley
Control person · since June 1998
Sheeley & Partners Wealth Management’s regulatory assets grew from $110M (March 2021) to $131M (March 2026); clients fell from 101 to 79 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $131M | 79 | 3 | 1 |
| March 2025 | $122M | 81 | 3 | 1 |
| April 2024 | $118M | 86 | 2 | 1 |
| March 2023 | $104M | 98 | 3 | 1 |
| April 2022 | $126M | 98 | 3 | 1 |
| March 2021 | $110M | 101 | 3 | 1 |
Besides its headquarters, Sheeley & Partners Wealth Management has 0 offices, with 1 listed address in Rhode Island.
Rhode Island · 1 listed address
- 100 Westminster St., Suite 1202, ProvidenceHQ
Contact and registration details
- Legal name
- Sheeley & Partners Wealth Management, LLC
- Headquarters
- 100 Westminster St., Suite 1202, Providence, RI 02903
- Website
- sheeleypartners.com
- Phone
- 401-455-1230
- SEC file
- 801-56822
- Structure
- Rhode Island LLC
- Fiscal year end
- December
Sheeley & Partners Wealth Management uses Charles Schwab ($131M) as custodian for its separately managed accounts. Sheeley & Partners Wealth Management has custody of $68.7M in client assets for 36 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $131M100%
At year end, Sheeley & Partners Wealth Management’s separately managed accounts were mostly in funds (50%) and stocks (35%).
What the accounts hold
- Stocks35%
- Funds50%
- Bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash9%
- Other4%
- Various fixed income security investments4%
How many clients does Sheeley & Partners Wealth Management have?
Sheeley & Partners Wealth Management has 79 clients and manages $131 million for them, as of March 2026. They include 48 individual clients and 31 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Sheeley & Partners Wealth Management offer?
Sheeley & Partners Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Sheeley & Partners Wealth Management charge?
Sheeley & Partners Wealth Management charges 0.60%–1.10% a year for its Investment advisory services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Source: SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC BROCHURE, filed 24 March 2026
Which custodians does Sheeley & Partners Wealth Management use?
Sheeley & Partners Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $131M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Sheeley & Partners Wealth Management have?
Sheeley & Partners Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Sheeley & Partners Wealth Management invest in?
At the end of its last fiscal year, Sheeley & Partners Wealth Management’s separately managed accounts held 50% registered funds (mutual funds, ETFs, BDCs), 35% exchange-traded equities, 9% cash and equivalents, 4% other, 1% state and local bonds and 1% investment grade corporate bonds. The 4% other category is described as: Various Fixed Income Security Investments.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Sheeley & Partners Wealth Management?
Sheeley & Partners Wealth Management’s direct owners are NCG, LLC (75% or more) and Lesley Sheeley (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Sheeley & Partners Wealth Management get paid?
Sheeley & Partners Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Sheeley & Partners Wealth Management?
Sheeley & Partners Wealth Management’s main office is at 100 Westminster St., Suite 1202, Providence, RI 02903. Its phone number is 401-455-1230. Its website is sheeleypartners.com.