Lesley Sheeley has been Chief Compliance Officer / Member of Sheeley & Partners Wealth Management since October 2004, is a control person of the firm and directly owns under 5% of it. Lesley Sheeley holds a Bachelor of Arts from Ithaca College.
Sheeley & Partners Wealth Management, LLC is a Providence, RI firm with $131M under management, 79 clients and 2 advisers in one office, as of its March 2026 filing.
Lesley W. Sheeley II is Principal of Sheeley & Partners Wealth Management. Before founding the firm, Sheeley was a co-founder and Senior Portfolio Manager at Phoenix Investment Management in Providence, RI, where Sheeley served on the Investment Policy Committee and managed portfolios for individual and institutional clients. Earlier roles included portfolio management at Fleet Financial Group and New England Trust Company, and Trust Administrator in the Old Colony Trust Division at Bank of Boston.
- – present · 33 yearsProvidence, RI · Adviser representative · Firm CRD 109013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 17 August 1988 |
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Lesley Wilbur Sheeley
- CRD
- 1873232
- Firm
- Sheeley & Partners Wealth Management · CRD 109013
- Role
- Chief Compliance Officer / Member
- Office
- 100 WESTMINSTER ST., SUITE 1202, Providence, RI 02903
- Registration
- Investment adviser registration
- In the industry since
- December 1992
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sheeleypartners.com
Where does Lesley Sheeley work?
Lesley Sheeley has been Chief Compliance Officer / Member of Sheeley & Partners Wealth Management, LLC since October 2004, and is a control person of the firm.
Is Lesley Sheeley a financial advisor?
Yes. Lesley Sheeley has a current investment-adviser registration, through Sheeley & Partners Wealth Management since January 1993.
How many years of experience does Lesley Sheeley have?
Lesley Sheeley has 33 years in the financial industry, since December 1992, across 1 adviser firm.
What exams has Lesley Sheeley passed?
Lesley Sheeley passed the Series 63 in August 1988.
Where is Lesley Sheeley based?
Lesley Sheeley’s registered office is in Providence, RI.
Is Lesley Sheeley registered with FINRA?
No. Lesley Sheeley has no current broker registration.
How can I verify Lesley Sheeley’s record?
Search CRD 1873232 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lesley Sheeley’s full registration record.