{"url":"https://nivawealth.com/firms/sheeley-and-partners-wealth-management-109013","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/109013","regulatoryAum":131301497,"crd":"109013","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4117879","suffix":null,"lastName":"GREER","firstName":"GEORGE","middleName":"ALDEN"},{"crd":"1873232","suffix":"MR.","lastName":"SHEELEY","firstName":"LESLEY","middleName":"WILBUR"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-24","regulatoryAum":109642581,"clients":101,"employees":3,"offices":1},{"filedOn":"2022-04-05","regulatoryAum":126015288,"clients":98,"employees":3,"offices":1},{"filedOn":"2023-03-20","regulatoryAum":103905679,"clients":98,"employees":3,"offices":1},{"filedOn":"2024-04-16","regulatoryAum":117979799,"clients":86,"employees":2,"offices":1},{"filedOn":"2025-03-28","regulatoryAum":122400702,"clients":81,"employees":3,"offices":1},{"filedOn":"2026-03-24","regulatoryAum":131301497,"clients":79,"employees":3,"offices":1}],"secFileNumber":"801-56822","legalName":"Sheeley & Partners Wealth Management, LLC","displayName":"Sheeley & Partners Wealth Management","slug":"sheeley-and-partners-wealth-management-109013","website":"https://sheeleypartners.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/109013/13bf2d1e5403b7f8-r1.webp","tone":"light","width":1025,"height":200,"sourceUrl":"https://sheeleypartners.com/","sourceLabel":"Sheeley & Partners Wealth Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/sheeley-&-partners-wealth-management-llc/about","founded":null,"organization":"Rhode Island limited liability company","fiscalYearEnd":"December","headquarters":{"street":"100 Westminster St., Suite 1202","city":"Providence","state":"RI","stateName":"Rhode Island","country":"United States","postalCode":"02903"},"tradeNames":[],"registration":{"secApproved":"10 September 1999","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1442093.1139240507,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":131301497,"discretionary":131301497,"discretionaryAccounts":82,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":48,"regulatoryAum":19177792},{"label":"High-net-worth individuals","clients":31,"regulatoryAum":94747564},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":17376141}],"feePrograms":[{"role":"main","program":"Investment advisory services","feeBasis":"marginal","fee_tiers":[{"to":1000000,"pct":1.1,"from":0},{"to":3000000,"pct":0.9,"from":1000000},{"to":5000000,"pct":0.8,"from":3000000},{"to":10000000,"pct":0.7,"from":5000000},{"to":null,"pct":0.6,"from":10000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024505","versionId":1024505,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-24","documentName":"SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC BROCHURE","fee_rate_low":0.6,"fee_rate_high":1.1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Retirement plan consulting","summary":"Retirement plan consulting fees are negotiable and generally at least $5,000 a year fixed, or $200 to $400 per hour, or 0.20% to 0.80% of plan assets under advisement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024505","versionId":1024505,"submittedOn":"2026-03-24","documentName":"SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC BROCHURE"},{"role":"other","program":"Stand-alone financial planning and consulting","summary":"Stand-alone financial planning and consulting fees are negotiable and generally $3,000 to $5,000 on a fixed fee basis, or $200 to $550 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024505","versionId":1024505,"submittedOn":"2026-03-24","documentName":"SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:02:07.321707+00:00","documents":[{"name":"SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024505","versionId":1024505,"submittedOn":"2026-03-24"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":131301497}],"custodyNote":"Sheeley & Partners Wealth Management has custody of $68.7M in client assets for 36 clients.","otherCustodians":[],"leadership":[{"name":"Lesley Sheeley","title":"Chief Compliance Officer / Member","crd":"1873232"}],"ownership":[{"label":"NCG, LLC","detail":"Member in the 75% or more ownership band and a control person, since June 1998."},{"label":"Lesley Sheeley","detail":"Indirect owner: a managing member of NGC, LLC in the 75% or more band and a control person, since June 1998.","parent":"NGC, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Rhode Island","offices":1,"addresses":[{"street":"100 Westminster St., Suite 1202","city":"Providence","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"401-455-1230","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services","Other"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":35},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":50},{"label":"Cash and cash equivalents","percent":9},{"label":"Other","percent":4,"detail":"Various Fixed Income Security Investments"}],"privateFunds":0},"sources":{"adv1FilingDate":"24 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/109013/PDF/109013.pdf","brochureDate":"24 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024505","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Sheeley & Partners Wealth Management have?","answer":"Sheeley & Partners Wealth Management has 79 clients and manages $131 million for them, as of March 2026. They include 48 individual clients and 31 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Sheeley & Partners Wealth Management offer?","answer":"Sheeley & Partners Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Sheeley & Partners Wealth Management charge?","answer":"Sheeley & Partners Wealth Management charges 0.60%–1.10% a year for its Investment advisory services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.","source":"SHEELEY & PARTNERS WEALTH MANAGEMENT, LLC BROCHURE, filed 24 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Sheeley & Partners Wealth Management use?","answer":"Sheeley & Partners Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $131M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Sheeley & Partners Wealth Management have?","answer":"Sheeley & Partners Wealth Management has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Sheeley & Partners Wealth Management invest in?","answer":"At the end of its last fiscal year, Sheeley & Partners Wealth Management’s separately managed accounts held 50% registered funds (mutual funds, ETFs, BDCs), 35% exchange-traded equities, 9% cash and equivalents, 4% other, 1% state and local bonds and 1% investment grade corporate bonds. The 4% other category is described as: Various Fixed Income Security Investments.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Sheeley & Partners Wealth Management?","answer":"Sheeley & Partners Wealth Management’s direct owners are NCG, LLC (75% or more) and Lesley Sheeley (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Sheeley & Partners Wealth Management get paid?","answer":"Sheeley & Partners Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Sheeley & Partners Wealth Management?","answer":"Sheeley & Partners Wealth Management’s main office is at 100 Westminster St., Suite 1202, Providence, RI 02903. Its phone number is 401-455-1230. Its website is sheeleypartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}