Samara Investment Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 1–10 clients last fiscal year.
Samara Investment Management reports 94 clients. They include 68 individual clients, 21 high-net-worth individuals, and 4 corporations and other businesses. Of its assets, 100.0% ($123M across 247 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 72% | 33% |
| High-net-worth individuals | 22% | 63% |
| Charitable organizations | 1% | <1% |
| Corporations and other businesses | 4% | 5% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 68 | $40M | 32.5% | $588K |
| High-net-worth individuals | 21 | $77M | 62.6% | $3.67M |
| Charitable organizations | Fewer than 5 | $133K | 0.1% | $133K |
| Corporations and other businesses | Fewer than 5 | $5.88M | 4.8% | $1.47M |
| Total | 94 | $123M | 100% | — |
- Clients
- 68
- Regulatory AUM
- $40M
- AUM share
- 32.5%
- Avg. per client
- $588K
- Clients
- 21
- Regulatory AUM
- $77M
- AUM share
- 62.6%
- Avg. per client
- $3.67M
- Clients
- Fewer than 5
- Regulatory AUM
- $133K
- AUM share
- 0.1%
- Avg. per client
- $133K
- Clients
- Fewer than 5
- Regulatory AUM
- $5.88M
- AUM share
- 4.8%
- Avg. per client
- $1.47M
Total
- Clients
- 94
- Regulatory AUM
- $123M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Samara Investment Management charges up to 2.00% a year for its Investment Management Fee. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting services
- Consulting is billed hourly, generally at $500 per hour, and is negotiable.
- Financial planning
- Financial planning is a fixed or hourly fee, up to $500 an hour or $50,000 fixed, with a $3,000 minimum for a stand-alone plan.
- Retirement plan consulting
- Retirement plan consulting is hourly or flat fee up to $500 an hour, or a percentage of managed plan assets not exceeding 2.00%.
Tasha Mauss owns 75% or more of Samara Investment Management. It has 2 employees.
Leadership
- Andrew MaussCCO
- Tasha MaussPrincipal
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Kori Linn Allen
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 1 insurance agent
- Owns 75% or more of Samara Investment Management, LLC
Tasha Mauss
Control person · since March 2021
Samara Investment Management’s regulatory assets grew Infinity× from $0 (July 2025) to $123M (March 2026); employees fell from 3 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $123M | 94 | 2 | 1 |
| July 2025 | $0 | 0 | 3 | 1 |
Besides its headquarters, Samara Investment Management has 0 offices, with 1 listed address in Oregon.
Oregon · 1 listed address
- 8625 SW Cascade Ave, Suite 506, BeavertonHQ
Contact and registration details
- Legal name
- Samara Investment Management, LLC
- Headquarters
- 8625 SW Cascade Ave, Suite 506, Beaverton, OR 97008
- Website
- samara-capital.com
- Phone
- 888-397-8331
- @samara-capital---portland
- SEC file
- 801-132735
- Structure
- Oregon LLC
- Fiscal year end
- December
Samara Investment Management uses Charles Schwab ($123M) as custodian for its separately managed accounts. Samara Investment Management has custody of $30.4M in client assets for 54 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $123M100%
At year end, Samara Investment Management’s separately managed accounts were mostly in stocks (63%) and funds (32%). Its reported 13F holdings for the quarter ended 31 March 2026 total $96.5M across 72 positions; the largest are SPDR Series Trust (16.1%), SPDR Series Trust (6.4%) and Microsoft Corp. (5.8%).
What the accounts hold
- Stocks63%
- Exchange-traded equities62%
- Non-exchange-traded equities1%
- Funds32%
- Bonds3%
- U.S. government and agency bonds2%
- State and local bonds1%
- Cash2%
Reported 13F holdings
- $96.5M
- Reported 13F value
- 72
- Positions
- 55.2%
- In the 10 largest
- —
- Value vs. prior quarter
- SPDR Series Trust · State Street Spd16.1%
- SPDR Series Trust · State Street Spd6.4%
- Microsoft Corp.5.8%
- Alphabet Inc. · Cap Stk CL A4.9%
- Apple Inc.4.8%
- Nvidia Corporation4.3%
- Broadcom Inc.4.2%
- Berkshire Hathaway Inc. Del · CL B New3.0%
- JPMORGAN Chase & CO2.9%
- Costco Wholesale Corporation2.7%
Together, the ten largest are 55.2% of reported value.
How many clients does Samara Investment Management have?
Samara Investment Management has 94 clients and manages $123 million for them, as of March 2026. They include 68 individual clients, 21 high-net-worth individuals, and 4 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026
What services does Samara Investment Management offer?
Samara Investment Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Samara Investment Management charge?
Samara Investment Management charges up to 2.00% a year for its Investment Management Fee. The fee is billed in advance and is negotiable.
Source: 2A BROCHURE, filed 23 March 2026
Which custodians does Samara Investment Management use?
Samara Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $123M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026
How many financial advisors does Samara Investment Management have?
Samara Investment Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Samara Investment Management invest in?
At the end of its last fiscal year, Samara Investment Management’s separately managed accounts held 62% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs), 2% U.S. government and agency bonds, 2% cash and equivalents, 1% non-exchange-traded equities and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Samara Investment Management?
Samara Investment Management’s direct owner is Tasha Mauss (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 25 March 2026
How does Samara Investment Management get paid?
Samara Investment Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Samara Investment Management registered with the SEC?
Yes, Samara Investment Management has been registered with the SEC as an investment adviser since 7 May 2025. Its CRD number is 336178 and its SEC file number is 801-132735.
Source: Form ADV Part 1A, Item 1, filed 25 March 2026; IAPD firm record
How do I contact Samara Investment Management?
Samara Investment Management’s main office is at 8625 SW Cascade Ave, Suite 506, Beaverton, OR 97008. Its phone number is 888-397-8331. Its website is samara-capital.com.