{"url":"https://nivawealth.com/firms/samara-investment-management-336178","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/336178","regulatoryAum":123004023,"crd":"336178","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1845744","suffix":null,"lastName":"ALLEN","firstName":"KORI","middleName":"LINN"},{"crd":"7939404","suffix":null,"lastName":"Mauss","firstName":"Andrew","middleName":"Quinten"},{"crd":"5373393","suffix":null,"lastName":"MAUSS","firstName":"TASHA","middleName":"IMMACOLATA"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-07-25","regulatoryAum":0,"clients":0,"employees":3,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":123004023,"clients":94,"employees":2,"offices":1}],"secFileNumber":"801-132735","legalName":"Samara Investment Management, LLC","displayName":"Samara Investment Management","slug":"samara-investment-management-336178","website":"https://samara-capital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/samara-capital---portland/","founded":null,"organization":"Oregon limited liability company","fiscalYearEnd":"December","headquarters":{"street":"8625 SW Cascade Ave, Suite 506","city":"Beaverton","state":"OR","stateName":"Oregon","country":"United States","postalCode":"97008"},"tradeNames":[],"registration":{"secApproved":"7 May 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1314533.6853932585,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":123004023,"discretionary":123004023,"discretionaryAccounts":247,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":68,"regulatoryAum":39981569},{"label":"High-net-worth individuals","clients":21,"regulatoryAum":77011929},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":133441},{"label":"Corporations and other businesses","clients":4,"fewerThan5":true,"regulatoryAum":5877084}],"feePrograms":[{"role":"main","program":"Investment Management Fee","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024000","versionId":1024000,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-23","documentName":"2A BROCHURE","fee_rate_low":null,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting services","summary":"Consulting is billed hourly, generally at $500 per hour, and is negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024000","versionId":1024000,"submittedOn":"2026-03-23","documentName":"2A BROCHURE"},{"role":"other","program":"Financial planning","summary":"Financial planning is a fixed or hourly fee, up to $500 an hour or $50,000 fixed, with a $3,000 minimum for a stand-alone plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024000","versionId":1024000,"submittedOn":"2026-03-23","documentName":"2A BROCHURE"},{"role":"other","program":"Retirement plan consulting","summary":"Retirement plan consulting is hourly or flat fee up to $500 an hour, or a percentage of managed plan assets not exceeding 2.00%.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024000","versionId":1024000,"submittedOn":"2026-03-23","documentName":"2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:02:00.996291+00:00","documents":[{"name":"2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024000","versionId":1024000,"submittedOn":"2026-03-23"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":123004023}],"custodyNote":"Samara Investment Management has custody of $30.4M in client assets for 54 clients.","leadership":[{"name":"Andrew Mauss","title":"CCO","crd":"7939404"},{"name":"Tasha Mauss","title":"Principal","crd":"5373393"}],"ownership":[{"label":"Tasha Mauss","detail":"Principal in the 75% or more ownership band and a control person, since March 2021."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Oregon","offices":1,"addresses":[{"street":"8625 SW Cascade Ave, Suite 506","city":"Beaverton","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"888-397-8331","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":62},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":2},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":32},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/336178/PDF/336178.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024000","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Samara Investment Management have?","answer":"Samara Investment Management has 94 clients and manages $123 million for them, as of March 2026. They include 68 individual clients, 21 high-net-worth individuals, and 4 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Samara Investment Management offer?","answer":"Samara Investment Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Samara Investment Management charge?","answer":"Samara Investment Management charges up to 2.00% a year for its Investment Management Fee. The fee is billed in advance and is negotiable.","source":"2A BROCHURE, filed 23 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Samara Investment Management use?","answer":"Samara Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $123M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Samara Investment Management have?","answer":"Samara Investment Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Samara Investment Management invest in?","answer":"At the end of its last fiscal year, Samara Investment Management’s separately managed accounts held 62% exchange-traded equities, 32% registered funds (mutual funds, ETFs, BDCs), 2% U.S. government and agency bonds, 2% cash and equivalents, 1% non-exchange-traded equities and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Samara Investment Management?","answer":"Samara Investment Management’s direct owner is Tasha Mauss (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Samara Investment Management get paid?","answer":"Samara Investment Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Samara Investment Management registered with the SEC?","answer":"Yes, Samara Investment Management has been registered with the SEC as an investment adviser since 7 May 2025. Its CRD number is 336178 and its SEC file number is 801-132735.","source":"Form ADV Part 1A, Item 1, filed 25 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Samara Investment Management?","answer":"Samara Investment Management’s main office is at 8625 SW Cascade Ave, Suite 506, Beaverton, OR 97008. Its phone number is 888-397-8331. Its website is samara-capital.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/samara-investment-management-336178/holdings","form":"13F-HR","periodOfReport":"2026-03-31","filedOn":"2026-05-07","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2110507/000198615226000067/0001986152-26-000067-index.html","totalValue":96463152,"positionCount":72,"top10Share":0.5519086189512032,"top10":[{"issuer":"SPDR SERIES TRUST","titleOfClass":"STATE STREET SPD","cusip":"78468R663","value":15525924,"shares":169423,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"STATE STREET SPD","cusip":"78468R523","value":6201178,"shares":62361,"shareType":"SH"},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":5601783,"shares":15133,"shareType":"SH"},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":4759693,"shares":16552,"shareType":"SH"},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":4651463,"shares":18328,"shareType":"SH"},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":4149150,"shares":23791,"shareType":"SH"},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":4081199,"shares":13186,"shareType":"SH"},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":2856032,"shares":5960,"shareType":"SH"},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":2838644,"shares":9650,"shareType":"SH"},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":2573779,"shares":2583,"shareType":"SH"}],"positionsListed":72,"positions":[{"issuer":"SPDR SERIES TRUST","titleOfClass":"STATE STREET SPD","cusip":"78468R663","value":15525924,"shares":169423,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"STATE STREET SPD","cusip":"78468R523","value":6201178,"shares":62361,"shareType":"SH"},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":5601783,"shares":15133,"shareType":"SH"},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":4759693,"shares":16552,"shareType":"SH"},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":4651463,"shares":18328,"shareType":"SH"},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":4149150,"shares":23791,"shareType":"SH"},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":4081199,"shares":13186,"shareType":"SH"},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":2856032,"shares":5960,"shareType":"SH"},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":2838644,"shares":9650,"shareType":"SH"},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":2573779,"shares":2583,"shareType":"SH"},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":2347253,"shares":2552,"shareType":"SH"},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":2163509,"shares":10388,"shareType":"SH"},{"issuer":"WALMART INC","titleOfClass":"COM","cusip":"931142103","value":1883215,"shares":15153,"shareType":"SH"},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":1812498,"shares":2787,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"U.S. TECH ETF","cusip":"464287721","value":1554044,"shares":8566,"shareType":"SH"},{"issuer":"NETFLIX INC.","titleOfClass":"COM","cusip":"64110L106","value":1375522,"shares":14306,"shareType":"SH"},{"issuer":"CHEVRON CORPORATION","titleOfClass":"COM","cusip":"166764100","value":1318781,"shares":6374,"shareType":"SH"},{"issuer":"TJX COS INC NEW","titleOfClass":"COM","cusip":"872540109","value":1257478,"shares":7874,"shareType":"SH"},{"issuer":"MCKESSON CORP","titleOfClass":"COM","cusip":"58155Q103","value":1257368,"shares":1453,"shareType":"SH"},{"issuer":"BOOKING HOLDINGS INC","titleOfClass":"COM","cusip":"09857L108","value":1225203,"shares":291,"shareType":"SH"},{"issuer":"QUANTA SVCS INC","titleOfClass":"COM","cusip":"74762E102","value":1126589,"shares":2052,"shareType":"SH"},{"issuer":"META PLATFORMS INC","titleOfClass":"CL A","cusip":"30303M102","value":1083614,"shares":1894,"shareType":"SH"},{"issuer":"MARTIN MARIETTA MATLS INC","titleOfClass":"COM","cusip":"573284106","value":1038432,"shares":1764,"shareType":"SH"},{"issuer":"INTUITIVE SURGICAL INC","titleOfClass":"COM NEW","cusip":"46120E602","value":1001270,"shares":2172,"shareType":"SH"},{"issuer":"PALO ALTO NETWORKS INC","titleOfClass":"COM","cusip":"697435105","value":965928,"shares":6025,"shareType":"SH"},{"issuer":"CADENCE DESIGN SYSTEM INC","titleOfClass":"COM","cusip":"127387108","value":950038,"shares":3419,"shareType":"SH"},{"issuer":"ORACLE CORP","titleOfClass":"COM","cusip":"68389X105","value":940916,"shares":6396,"shareType":"SH"},{"issuer":"AMPHENOL CORP","titleOfClass":"CL A","cusip":"032095101","value":882049,"shares":6981,"shareType":"SH"},{"issuer":"MASTERCARD INCORPORATED","titleOfClass":"CL A","cusip":"57636Q104","value":858916,"shares":1719,"shareType":"SH"},{"issuer":"UBER TECHNOLOGIES INC","titleOfClass":"COM","cusip":"90353T100","value":853449,"shares":11865,"shareType":"SH"},{"issuer":"HOME DEPOT INC","titleOfClass":"COM","cusip":"437076102","value":809069,"shares":2460,"shareType":"SH"},{"issuer":"CENCORA INC","titleOfClass":"COM","cusip":"03073E105","value":794774,"shares":2530,"shareType":"SH"},{"issuer":"TRANSDIGM GROUP INC","titleOfClass":"COM","cusip":"893641100","value":757960,"shares":654,"shareType":"SH"},{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":720951,"shares":2134,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"US CONSUM DISCRE","cusip":"464287580","value":634244,"shares":6544,"shareType":"SH"},{"issuer":"GALLAGHER ARTHUR J & CO","titleOfClass":"COM","cusip":"363576109","value":633713,"shares":2926,"shareType":"SH"},{"issuer":"SOUTHERN CO","titleOfClass":"COM","cusip":"842587107","value":629117,"shares":6518,"shareType":"SH"},{"issuer":"TRANE TECHNOLOGIES PLC","titleOfClass":"SHS","cusip":"G8994E103","value":606773,"shares":1456,"shareType":"SH"},{"issuer":"CORNING INC","titleOfClass":"COM","cusip":"219350105","value":569578,"shares":4189,"shareType":"SH"},{"issuer":"GOLDMAN SACHS GROUP INC","titleOfClass":"COM","cusip":"38141G104","value":565121,"shares":668,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"U.S. FINLS ETF","cusip":"464287788","value":533470,"shares":4534,"shareType":"SH"},{"issuer":"NRG ENERGY INC","titleOfClass":"COM NEW","cusip":"629377508","value":480508,"shares":3288,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"STATE STREET SPD","cusip":"78464A474","value":466867,"shares":15526,"shareType":"SH"},{"issuer":"CONSTELLATION ENERGY CORP","titleOfClass":"COM","cusip":"21037T109","value":456853,"shares":1636,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET TEC","cusip":"81369Y803","value":452259,"shares":3403,"shareType":"SH"},{"issuer":"AT&T INC","titleOfClass":"COM","cusip":"00206R102","value":445895,"shares":15381,"shareType":"SH"},{"issuer":"MARRIOTT INTL INC NEW","titleOfClass":"CL A","cusip":"571903202","value":442526,"shares":1353,"shareType":"SH"},{"issuer":"SPDR SERIES TRUST","titleOfClass":"STATE STREET SPD","cusip":"78468R200","value":434737,"shares":14124,"shareType":"SH"},{"issuer":"PFIZER INC","titleOfClass":"COM","cusip":"717081103","value":433106,"shares":15424,"shareType":"SH"},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"GROWTH ETF","cusip":"922908736","value":421066,"shares":964,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":401724,"shares":615,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET COM","cusip":"81369Y852","value":401646,"shares":3623,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET IND","cusip":"81369Y704","value":385241,"shares":2382,"shareType":"SH"},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"STATE STREET HEA","cusip":"81369Y209","value":381772,"shares":2604,"shareType":"SH"},{"issuer":"MERCK & CO INC","titleOfClass":"COM","cusip":"58933Y105","value":375545,"shares":3122,"shareType":"SH"},{"issuer":"DEERE & CO","titleOfClass":"COM","cusip":"244199105","value":365018,"shares":648,"shareType":"SH"},{"issuer":"STATE STR SPDR S&P MIDCAP 40","titleOfClass":"UTSER1 S&PDCRP","cusip":"78467Y107","value":315164,"shares":511,"shareType":"SH"},{"issuer":"PALANTIR TECHNOLOGIES INC","titleOfClass":"CL A","cusip":"69608A108","value":297387,"shares":2033,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"ISHARES SEMICDTR","cusip":"464287523","value":295794,"shares":900,"shareType":"SH"},{"issuer":"VERIZON COMMUNICATIONS INC","titleOfClass":"COM","cusip":"92343V104","value":293017,"shares":5837,"shareType":"SH"},{"issuer":"RIO TINTO PLC","titleOfClass":"SPONSORED ADR","cusip":"767204100","value":269981,"shares":2894,"shareType":"SH"},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":265059,"shares":924,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"TRUST ISHARE 0-1","cusip":"464288679","value":258092,"shares":2338,"shareType":"SH"},{"issuer":"DOW HLDGS INC","titleOfClass":"COM","cusip":"260557103","value":245693,"shares":5899,"shareType":"SH"},{"issuer":"VALE S A","titleOfClass":"SPONSORED ADS","cusip":"91912E105","value":244219,"shares":15350,"shareType":"SH"},{"issuer":"PARKER-HANNIFIN CORP","titleOfClass":"COM","cusip":"701094104","value":233658,"shares":261,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"RUSSELL 2000 ETF","cusip":"464287655","value":224688,"shares":906,"shareType":"SH"},{"issuer":"GSK PLC","titleOfClass":"SPONSORED ADR","cusip":"37733W204","value":220760,"shares":4000,"shareType":"SH"},{"issuer":"ISHARES TR","titleOfClass":"RUS MID CAP ETF","cusip":"464287499","value":214003,"shares":2201,"shareType":"SH"},{"issuer":"NUVEEN REAL ESTATE INCOME FD","titleOfClass":"COM","cusip":"67071B108","value":168410,"shares":22575,"shareType":"SH"},{"issuer":"FORD MTR CO","titleOfClass":"COM","cusip":"345370860","value":130287,"shares":11290,"shareType":"SH"},{"issuer":"MEDICAL PROPERTIES TRUST INC","titleOfClass":"COM","cusip":"58463J304","value":52490,"shares":11337,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}