Salvini, Brooke Alison provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 51–100 clients last fiscal year.
Salvini, Brooke Alison reports 57 clients. They include 38 high-net-worth individuals and 19 individual clients. Of its assets, 100.0% ($116M across 57 accounts) are managed with discretion. It advised 28 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 33% | 7% |
| High-net-worth individuals | 67% | 93% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 19 | $8M | 6.9% | $421K |
| High-net-worth individuals | 38 | $108M | 93.1% | $2.85M |
| Total | 57 | $116M | 100% | $2.04M |
- Clients
- 19
- Regulatory AUM
- $8M
- AUM share
- 6.9%
- Avg. per client
- $421K
- Clients
- 38
- Regulatory AUM
- $108M
- AUM share
- 93.1%
- Avg. per client
- $2.85M
Total
- Clients
- 57
- Regulatory AUM
- $116M
- AUM share
- 100%
- Avg. per client
- $2.04M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 28
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Salvini, Brooke Alison is paid through hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Hourly fee of $345, or flat project-based fees of $3,450 to $18,000 annually based on complexity, with a 50% retainer.
- Retirement plan consulting
- Annual fixed fee of $3,450 to $18,000, negotiable and paid by the plan sponsor, with a 50% retainer.
- Tax preparation and compliance
- Fixed fee of $450 to $5,000, charged in arrears at the completion of the engagement.
Brooke Salvini owns 75% or more of Salvini, Brooke Alison. The leadership team of Salvini, Brooke Alison includes Chief Compliance Officer Brooke Salvini. It has 2 employees, 1 of them in advisory roles.
Leadership
Brooke SalviniPrincipal and Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Salvini, Brooke Alison
Brooke Salvini
Control person · since January 1999
Besides its headquarters, Salvini, Brooke Alison has 0 offices, with 1 listed address with no US state reported.
Other business names
Salvini, Brooke Alison has reported 1 other business name to the SEC.
- Salvini Financial Planning
Contact and registration details
- Legal name
- Salvini, Brooke Alison
- Headquarters
- Not reported
- Website
- salvinifinancial.com
- Phone
- 805-543-6622
- SEC file
- 801-135944
- Structure
- California sole proprietorship
- Fiscal year end
- December
Salvini, Brooke Alison uses Charles Schwab ($116M) as custodian for its separately managed accounts. Salvini, Brooke Alison does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $116M100%
At year end, Salvini, Brooke Alison’s separately managed accounts were mostly in funds (75%) and stocks (14%).
What the accounts hold
- Stocks14%
- Funds75%
- Bonds8%
- State and local bonds6%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash3%
How many clients does Salvini, Brooke Alison have?
Salvini, Brooke Alison has 57 clients and manages $116 million for them, as of June 2026. They include 38 high-net-worth individuals and 19 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 June 2026
What services does Salvini, Brooke Alison offer?
Salvini, Brooke Alison provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Salvini, Brooke Alison use?
Salvini, Brooke Alison’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $116M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 June 2026
How many financial advisors does Salvini, Brooke Alison have?
Salvini, Brooke Alison has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Salvini, Brooke Alison invest in?
At the end of its last fiscal year, Salvini, Brooke Alison’s separately managed accounts held 75% registered funds (mutual funds, ETFs, BDCs), 14% exchange-traded equities, 6% state and local bonds, 3% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Salvini, Brooke Alison?
Salvini, Brooke Alison’s direct owner is Brooke Salvini (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 June 2026
How does Salvini, Brooke Alison get paid?
Salvini, Brooke Alison is paid through hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Salvini, Brooke Alison?
Its phone number is 805-543-6622. Its website is salvinifinancial.com.