Brooke Salvini has been Principal and Chief Compliance Officer of Salvini, Brooke Alison since January 1999, is a control person of the firm and directly owns 75% or more of it. Brooke Salvini holds a Degree in Business and Accounting from Pepperdine University.
Salvini, Brooke Alison is a firm with $116M under management, 57 clients and 1 adviser in one office, as of its June 2026 filing.
Brooke Salvini is Principal of Salvini Financial Planning. Earlier she worked at Deloitte, Haskins, and Sells, then at Nissan Motor Corporation in USA in internal auditing and finance, on an executive projects team and as creative advertising manager. She also served on the board of directors of the Nissan Federal Credit Union.
- Salvini Financial PlanningCurrent– present · 16 yearsSan Luis Obispo, CA · Adviser representative · Firm CRD 138087
Professional designations
Listed by Salvini, Brooke Alison
- Personal Financial Specialist (PFS)
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Brooke Salvini is registered as an investment adviser representative in California, since November 2009.
- CaliforniaSince 23 November 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 December 2005 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Brooke Alison Salvini
- CRD
- 5092961
- Firm
- Salvini, Brooke Alison · CRD 138087
- Role
- Principal and Chief Compliance Officer
- Office
- San Luis Obispo, CA
- Registration
- Investment adviser registration
- In the industry since
- November 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- salvinifinancial.com
Where does Brooke Salvini work?
Brooke Salvini has been Principal and Chief Compliance Officer of Salvini, Brooke Alison since January 1999, and is a control person of the firm.
Is Brooke Salvini a financial advisor?
Yes. Brooke Salvini has a current investment-adviser registration in California, through Salvini, Brooke Alison since November 2009.
How many years of experience does Brooke Salvini have?
Brooke Salvini has 16 years in the financial industry, since November 2009, across 1 adviser firm.
What exams has Brooke Salvini passed?
Brooke Salvini passed the Series 65 in December 2005.
Where is Brooke Salvini based?
Brooke Salvini’s registered office is in San Luis Obispo, CA.
Is Brooke Salvini registered with FINRA?
No. Brooke Salvini has no current broker registration.
Is Brooke Salvini a CFP?
Salvini, Brooke Alison lists Brooke Salvini with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Brooke Salvini’s record?
Search CRD 5092961 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brooke Salvini’s full registration record.