{"url":"https://nivawealth.com/firms/salvini-brooke-alison-138087","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/138087","regulatoryAum":116154534,"crd":"138087","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5092961","suffix":null,"lastName":"SALVINI","firstName":"BROOKE","middleName":"ALISON"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135944","legalName":"Salvini, Brooke Alison","displayName":"Salvini, Brooke Alison","slug":"salvini-brooke-alison-138087","website":"https://salvinifinancial.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California sole proprietorship","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":["Salvini Financial Planning"],"registration":{"secApproved":"23 April 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2037798.8421052631,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":116154534,"discretionary":116154534,"discretionaryAccounts":57,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":28},"clientTypes":[{"label":"Individuals (other than HNW)","clients":19,"regulatoryAum":8002816},{"label":"High-net-worth individuals","clients":38,"regulatoryAum":108151718}],"feePrograms":[{"role":"other","program":"Financial planning and consulting","summary":"Hourly fee of $345, or flat project-based fees of $3,450 to $18,000 annually based on complexity, with a 50% retainer.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023332","versionId":1023332,"submittedOn":"2026-03-23","documentName":"03 23 2026 SFI FORM ADV PART 2A AND 2B FINAL"},{"role":"other","program":"Retirement plan consulting","summary":"Annual fixed fee of $3,450 to $18,000, negotiable and paid by the plan sponsor, with a 50% retainer.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023332","versionId":1023332,"submittedOn":"2026-03-23","documentName":"03 23 2026 SFI FORM ADV PART 2A AND 2B FINAL"},{"role":"other","program":"Tax preparation and compliance","summary":"Fixed fee of $450 to $5,000, charged in arrears at the completion of the engagement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023332","versionId":1023332,"submittedOn":"2026-03-23","documentName":"03 23 2026 SFI FORM ADV PART 2A AND 2B FINAL"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:22:12.351889+00:00","documents":[{"name":"03 23 2026 SFI FORM ADV PART 2A AND 2B FINAL","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023332","versionId":1023332,"submittedOn":"2026-03-23"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":116154534}],"custodyNote":"Salvini, Brooke Alison does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Brooke Salvini","title":"Principal and Chief Compliance Officer","crd":"5092961"}],"ownership":[{"label":"Brooke Salvini","detail":"Principal and chief compliance officer in the 75% or more ownership band and a control person, since January 1999."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"805-543-6622","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":14},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":6},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":75},{"label":"Cash and cash equivalents","percent":3}],"privateFunds":0},"sources":{"adv1FilingDate":"16 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/138087/PDF/138087.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023332","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Salvini, Brooke Alison have?","answer":"Salvini, Brooke Alison has 57 clients and manages $116 million for them, as of June 2026. They include 38 high-net-worth individuals and 19 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Salvini, Brooke Alison offer?","answer":"Salvini, Brooke Alison provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Salvini, Brooke Alison use?","answer":"Salvini, Brooke Alison’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $116M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Salvini, Brooke Alison have?","answer":"Salvini, Brooke Alison has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Salvini, Brooke Alison invest in?","answer":"At the end of its last fiscal year, Salvini, Brooke Alison’s separately managed accounts held 75% registered funds (mutual funds, ETFs, BDCs), 14% exchange-traded equities, 6% state and local bonds, 3% cash and equivalents, 1% U.S. government and agency bonds and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Salvini, Brooke Alison?","answer":"Salvini, Brooke Alison’s direct owner is Brooke Salvini (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Salvini, Brooke Alison get paid?","answer":"Salvini, Brooke Alison is paid through hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Salvini, Brooke Alison?","answer":"Its phone number is 805-543-6622. Its website is salvinifinancial.com.","source":"Form ADV Part 1A, Item 1.F, filed 16 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}