S & S Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 1–10 clients last fiscal year.
S & S Wealth Management reports 315 clients. They include 267 individual clients and 48 high-net-worth individuals. Of its assets, 97.4% ($150M across 779 accounts) are managed with discretion; $3.96M across 11 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 85% | 39% |
| High-net-worth individuals | 15% | 61% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 267 | $59.7M | 38.8% | $224K |
| High-net-worth individuals | 48 | $94.1M | 61.2% | $1.96M |
| Total | 315 | $154M | 100% | $488K |
- Clients
- 267
- Regulatory AUM
- $59.7M
- AUM share
- 38.8%
- Avg. per client
- $224K
- Clients
- 48
- Regulatory AUM
- $94.1M
- AUM share
- 61.2%
- Avg. per client
- $1.96M
Total
- Clients
- 315
- Regulatory AUM
- $154M
- AUM share
- 100%
- Avg. per client
- $488K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
S & S Wealth Management charges 0.60%–1.00% a year for its Investment Supervisory Services. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Personal money management counseling
- Personal money management counseling and personal financial analysis are available for a fee, negotiated case by case depending on complexity and time required.
Stacey Smith owns 75% or more of S & S Wealth Management. The leadership team of S & S Wealth Management includes Chief Compliance Officer Stacey Smith. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 broker-dealer reps
- 3 insurance agents
- Owns 75% or more of S & S Wealth Management, L.P.
Stacey Smith
Control person · since January 2004
S & S Wealth Management’s regulatory assets grew from $110M (March 2023) to $154M (April 2026); clients were 315 in both filings and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Apr 2026April 2026 | $154M | 315 | 3 | 1 |
| Mar 2025March 2025 | $126M | 312 | 4 | 1 |
| Mar 2024March 2024 | $127M | 315 | 3 | 1 |
| Mar 2023March 2023 | $110M | 316 | 3 | 1 |
Besides its headquarters, S & S Wealth Management has 0 offices, with 1 listed address in 1 state.
Texas · 1 listed address
- 2505 N. Highway 360, Suite 490, Grand PrairieHQ
Contact and registration details
- Legal name
- S & S Wealth Management, L.P.
- Headquarters
- 2505 N. Highway 360, Suite 490, Grand Prairie, TX 75050-7825
- Website
- sswmwealth.com
- Phone
- 817-276-8090
- SEC file
- 801-126309
- Structure
- Texas limited partnership
- Fiscal year end
- December
S & S Wealth Management’s named custodian for separately managed accounts is Charles Schwab ($114M). S & S Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $114M100%
At year end, S & S Wealth Management’s separately managed accounts were largely in funds (40%) and stocks (31%).
What the accounts hold
- Stocks31%
- Funds40%
- Bonds3%
- Cash26%
How many clients does S & S Wealth Management have?
S & S Wealth Management has 315 clients and manages $154 million for them, as of April 2026. They include 267 individual clients and 48 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 April 2026
What services does S & S Wealth Management offer?
S & S Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does S & S Wealth Management charge?
S & S Wealth Management charges 0.60%–1.00% a year for its Investment Supervisory Services. The fee is billed in arrears and is negotiable.
Which custodians does S & S Wealth Management use?
S & S Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $114M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 April 2026
How many financial advisors does S & S Wealth Management have?
S & S Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does S & S Wealth Management invest in?
At the end of its last fiscal year, S & S Wealth Management’s separately managed accounts held 40% pooled vehicles (private funds and similar), 31% exchange-traded equities, 26% cash and equivalents and 3% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns S & S Wealth Management?
S & S Wealth Management’s direct owner is Stacey Smith (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 1 April 2026
How does S & S Wealth Management get paid?
S & S Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact S & S Wealth Management?
S & S Wealth Management’s main office is at 2505 N. Highway 360, Suite 490, Grand Prairie, TX 75050-7825. Its phone number is 817-276-8090. Its website is sswmwealth.com.
