Michael Finley has been an investment adviser representative at S & S Wealth Management since April 2004, and is not listed among the firm’s executive officers or direct owners. Michael Finley holds a Bachelor of Business Administration in General Business from North Texas State University.
S & S Wealth Management, L.P. is a Grand Prairie, TX firm with $154M under management, 315 clients and 3 advisers in one office, as of its April 2026 filing.
Mike Finley is Financial Advisor of S&S Wealth Management, based in Grand Prairie, Texas. He has 25 years of experience in the industry and has been an Investment Adviser Representative at S&S Wealth Management LP since 2004. He is also a Registered Representative with TRIAD Advisors LLC, a FINRA-registered broker/dealer, and his business experience includes a tenure with SWS Financial Services, Inc. from 2000 to 2012.
- S&S Wealth ManagementCurrent– present · 22 yearsGrand Prairie, TX · Adviser representative · Firm CRD 130652
Investment adviser representative registrations
Michael Finley is registered as an investment adviser representative in 2 states. The first approvals date from April 2004; the most recent is Louisiana, in June 2012.
- LouisianaSince 29 June 2012
- TexasSince 13 April 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 April 1999 |
| Series 7 | General Securities Representative Examination | 26 March 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Douglas Finley
- CRD
- 3187874
- Firm
- S & S Wealth Management · CRD 130652
- Office
- 2505 N. HIGHWAY 360, SUITE 490, Grand Prairie, TX 75050
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 1999
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- sswmwealth.com
Where does Michael Finley work?
Michael Finley is an investment adviser representative registered through S & S Wealth Management, L.P. since April 2004, and is not listed among the firm’s executive officers or direct owners.
Is Michael Finley a financial advisor?
Yes. Michael Finley has a current investment-adviser registration in Louisiana and Texas, through S & S Wealth Management since April 2004.
How many years of experience does Michael Finley have?
Michael Finley has 27 years in the financial industry, since April 1999, across 1 adviser firm.
What exams has Michael Finley passed?
Michael Finley has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 1999. FINRA credited Michael Finley with the SIE, which began in October 2018.
Where is Michael Finley based?
Michael Finley’s registered office is in Grand Prairie, TX.
Is Michael Finley registered with FINRA?
Yes. Michael Finley has a current broker registration, under CRD 3187874.
Source: FINRA BrokerCheck
How can I verify Michael Finley’s record?
Search CRD 3187874 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Finley’s full registration record.
