Stacey Smith has been Chief Compliance Officer /Partner of S & S Wealth Management since January 2004, is a control person of the firm and directly owns 75% or more of it. Stacey Smith holds a Bachelor's degree in Business Administration with a minor in finance from North Texas State University.
S & S Wealth Management, L.P. is a Grand Prairie, TX firm with $154M under management, 315 clients and 3 advisers in one office, as of its April 2026 filing.
Stacey Smith is Founder, Partner, Chief Compliance Officer and Financial Advisor of S&S Wealth Management, based in Grand Prairie, Texas. She has over three decades of experience in the financial industry. Her planning work covers retirement planning, social security, multi-generational wealth, estate planning, cash flow management, tax strategies, philanthropic giving and managing trusts, and she serves wealthy families, retirees, business owners and women.
- S&S Wealth ManagementCurrent– present · 22 yearsGrand Prairie, TX · Adviser representative · Firm CRD 130652
Investment adviser representative registrations
Stacey Smith is registered as an investment adviser representative in 2 states. The first approvals date from April 2004; the most recent is Louisiana, in June 2012.
- LouisianaSince 29 June 2012
- TexasSince 13 April 2004
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 7 December 2004 |
| Series 24 | General Securities Principal Examination | 11 February 2000 |
| Series 65 | Uniform Investment Adviser Law Examination | 7 May 1998 |
| Series 7 | General Securities Representative Examination | 13 February 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 24 December 1996 |
- Name
- Municipal Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Stacey Leigh Smith
- CRD
- 2793307
- Firm
- S & S Wealth Management · CRD 130652
- Role
- Chief Compliance Officer /Partner
- Office
- 2505 N. HIGHWAY 360, SUITE 490, Grand Prairie, TX 75050
- Registration
- Investment adviser and broker registrations
- In the industry since
- March 1997
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- sswmwealth.com
Where does Stacey Smith work?
Stacey Smith has been Chief Compliance Officer /Partner of S & S Wealth Management, L.P. since January 2004, and is a control person of the firm.
Is Stacey Smith a financial advisor?
Yes. Stacey Smith has a current investment-adviser registration in Louisiana and Texas, through S & S Wealth Management since April 2004.
How many years of experience does Stacey Smith have?
Stacey Smith has 29 years in the financial industry, since March 1997, across 1 adviser firm.
What exams has Stacey Smith passed?
Stacey Smith has passed 6 licensing exams: the Series 63, Series 7, Series 65, Series 24, Series 53 and Series 52TO. The earliest, the Series 63, was passed in December 1996. FINRA credited Stacey Smith with the SIE, which began in October 2018.
Where is Stacey Smith based?
Stacey Smith’s registered office is in Grand Prairie, TX.
Is Stacey Smith registered with FINRA?
Yes. Stacey Smith has a current broker registration, under CRD 2793307.
Source: FINRA BrokerCheck
How can I verify Stacey Smith’s record?
Search CRD 2793307 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Stacey Smith’s full registration record.