RW Baker Wealth Management Group provides financial planning and portfolio management for individuals and small businesses.
RW Baker Wealth Management Group reports 196 clients. They include 126 individual clients and 70 high-net-worth individuals. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $135M across 374 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 64% | 20% |
| High-net-worth individuals | 36% | 79% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 126 | $27M | 20.0% | $214K |
| High-net-worth individuals | 70 | $107M | 79.5% | $1.53M |
| Charitable organizations | Fewer than 5 | $217K | 0.2% | — |
| Corporations and other businesses | Fewer than 5 | $505K | 0.4% | — |
| Total | 196 | $135M | 100% | — |
- Clients
- 126
- Regulatory AUM
- $27M
- AUM share
- 20.0%
- Avg. per client
- $214K
- Clients
- 70
- Regulatory AUM
- $107M
- AUM share
- 79.5%
- Avg. per client
- $1.53M
- Clients
- Fewer than 5
- Regulatory AUM
- $217K
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $505K
- AUM share
- 0.4%
- Avg. per client
- —
Total
- Clients
- 196
- Regulatory AUM
- $135M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
RW Baker Wealth Management Group charges up to 1.25% a year for its Investment Management Fees. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting
- Limited-scope consulting is negotiated and billed as services are rendered at an hourly rate of $300.
- Financial Planning
- Financial plans are a fixed fee from $1,000 to $10,000, or billed hourly at up to $300 an hour, agreed before work begins.
Rosalyn Baker owns 75% or more of RW Baker Wealth Management Group. It has 2 employees.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of RW Baker Wealth Management Group LLC
Rosalyn Baker
Control person · since May 2018
RW Baker Wealth Management Group’s regulatory assets grew from $100M (June 2021) to $135M (February 2026); clients rose from 157 to 196 and employees from 1 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $135M | 196 | 2 | 1 |
| Mar 2025March 2025 | $121M | 186 | 2 | 1 |
| Mar 2024March 2024 | $108M | 180 | 2 | 1 |
| Jun 2023June 2023 | $95.7M | 176 | 1 | 1 |
| Mar 2022March 2022 | $107M | 158 | 1 | 1 |
| Jun 2021June 2021 | $100M | 157 | 1 | 1 |
Besides its headquarters, RW Baker Wealth Management Group has 0 offices, with 1 listed address in 1 state.
Wyoming · 1 listed address
- 100 W. 17th Street, CheyenneHQ
Contact and registration details
- Legal name
- RW Baker Wealth Management Group LLC
- Headquarters
- 100 W. 17th Street, Cheyenne, WY 82001
- Website
- rwbakerwealth.com
- Phone
- 307-514-4445
- SEC file
- 801-121877
- Structure
- Wyoming LLC
- Fiscal year end
- December
RW Baker Wealth Management Group’s named custodian for separately managed accounts is Charles Schwab ($135M). RW Baker Wealth Management Group has custody of $134M for 378 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $135M100%
At year end, RW Baker Wealth Management Group’s separately managed accounts were largely in stocks (40%) and funds (34%).
What the accounts hold
- Stocks40%
- Funds34%
- Registered funds33%
- Pooled vehicles1%
- Bonds12%
- Cash13%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does RW Baker Wealth Management Group have?
RW Baker Wealth Management Group has 196 clients and manages $135 million for them, as of February 2026. They include 126 individual clients and 70 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 February 2026
What services does RW Baker Wealth Management Group offer?
RW Baker Wealth Management Group provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does RW Baker Wealth Management Group charge?
RW Baker Wealth Management Group charges up to 1.25% a year for its Investment Management Fees. The fee is billed in advance and is negotiable.
Which custodians does RW Baker Wealth Management Group use?
RW Baker Wealth Management Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $135M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 February 2026
How many financial advisors does RW Baker Wealth Management Group have?
RW Baker Wealth Management Group has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does RW Baker Wealth Management Group invest in?
At the end of its last fiscal year, RW Baker Wealth Management Group’s separately managed accounts held 40% exchange-traded equities, 33% registered funds (mutual funds, ETFs, BDCs), 13% cash and equivalents, 12% state and local bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns RW Baker Wealth Management Group?
RW Baker Wealth Management Group’s direct owner is Rosalyn Baker (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 February 2026
How does RW Baker Wealth Management Group get paid?
RW Baker Wealth Management Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact RW Baker Wealth Management Group?
RW Baker Wealth Management Group’s main office is at 100 W. 17th Street, Cheyenne, WY 82001. Its phone number is 307-514-4445. Its website is rwbakerwealth.com.
