Rosalyn Baker has been CCO, Member of RW Baker Wealth Management Group since May 2018, is a control person of the firm and directly owns 75% or more of it.
RW Baker Wealth Management Group LLC is a Cheyenne, WY firm with $135M under management, 196 clients and 2 advisers in one office, as of its February 2026 filing.
Rosalyn Wallach Baker is President of RW Baker Wealth Management Group, based in Cheyenne, Wyoming. Her earlier work included real estate, commercial lending and residential mortgage lending, and she served as administrative assistant to the Secretary of State of Wyoming in the Securities Division. Before founding the firm, she had been with a large brokerage firm since 1983.
Rosalyn Baker’s longest registration is the current one, 8 years at RW Baker Wealth Management Group since 2018. Before joining RW Baker Wealth Management Group in 2018, Rosalyn Baker was registered through RBC Capital Markets, LLC.
- – present · 8 yearsCheyenne, WY · Adviser representative · Firm CRD 297087
- RBC Capital Markets, LLC– · 7 yearsCheyenne, WY · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
Rosalyn Baker is registered as an investment adviser representative in 2 states. Each was approved in June 2018.
- TexasSince 20 June 2018
- WyomingSince 20 June 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 5 December 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 January 1983 |
| Series 7 | General Securities Representative Examination | 18 December 1982 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Rosalyn Wallach Baker
- CRD
- 1078293
- Firm
- RW Baker Wealth Management Group · CRD 297087
- Role
- CCO, Member
- Office
- 100 W. 17TH STREET, Cheyenne, WY 82001
- Registration
- Investment adviser registration
- In the industry since
- December 1982
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rwbakerwealth.com
Where does Rosalyn Baker work?
Rosalyn Baker has been CCO, Member of RW Baker Wealth Management Group LLC since May 2018, and is a control person of the firm.
Is Rosalyn Baker a financial advisor?
Yes. Rosalyn Baker has a current investment-adviser registration in Texas and Wyoming, through RW Baker Wealth Management Group since June 2018.
How many years of experience does Rosalyn Baker have?
Rosalyn Baker has 43 years in the financial industry, since December 1982, across 2 adviser firms.
What exams has Rosalyn Baker passed?
Rosalyn Baker has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 99TO. The earliest, the Series 7, was passed in December 1982. FINRA credited Rosalyn Baker with the SIE, which began in October 2018.
Where is Rosalyn Baker based?
Rosalyn Baker’s registered office is in Cheyenne, WY.
Is Rosalyn Baker registered with FINRA?
No. Rosalyn Baker has no current broker registration.
How can I verify Rosalyn Baker’s record?
Search CRD 1078293 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rosalyn Baker’s full registration record.