{"url":"https://nivawealth.com/firms/rw-baker-wealth-management-group-297087","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/297087","regulatoryAum":134862869,"crd":"297087","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1078293","suffix":null,"lastName":"BAKER","firstName":"ROSALYN","middleName":"WALLACH"},{"crd":"7664389","suffix":null,"lastName":"Wisdom","firstName":"Candice","middleName":"Jean"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-25","regulatoryAum":100052722,"clients":157,"employees":1,"offices":1},{"filedOn":"2022-03-04","regulatoryAum":106770410,"clients":158,"employees":1,"offices":1},{"filedOn":"2023-06-26","regulatoryAum":95730264,"clients":176,"employees":1,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":107973213,"clients":180,"employees":2,"offices":1},{"filedOn":"2025-03-18","regulatoryAum":120961048,"clients":186,"employees":2,"offices":1},{"filedOn":"2026-02-23","regulatoryAum":134862869,"clients":196,"employees":2,"offices":1}],"secFileNumber":"801-121877","legalName":"RW Baker Wealth Management Group LLC","displayName":"RW Baker Wealth Management Group","slug":"rw-baker-wealth-management-group-297087","website":"https://rwbakerwealth.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/297087/7e342b53af5675b6-r1.webp","tone":"light","width":765,"height":200,"sourceUrl":"https://rwbakerwealth.com/","sourceLabel":"RW Baker Wealth Management Group LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Wyoming limited liability company","fiscalYearEnd":"December","headquarters":{"street":"100 W. 17th Street","city":"Cheyenne","state":"WY","stateName":"Wyoming","country":"United States","postalCode":"82001"},"tradeNames":[],"registration":{"secApproved":"29 July 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Fees","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011059","versionId":1011059,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-23","documentName":"PART 2A BROCHURE","fee_rate_low":null,"fee_rate_high":1.25,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting","summary":"Limited-scope consulting is negotiated and billed as services are rendered at an hourly rate of $300.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011059","versionId":1011059,"submittedOn":"2026-02-23","documentName":"PART 2A BROCHURE"},{"role":"other","program":"Financial Planning","summary":"Financial plans are a fixed fee from $1,000 to $10,000, or billed hourly at up to $300 an hour, agreed before work begins.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011059","versionId":1011059,"submittedOn":"2026-02-23","documentName":"PART 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:03:58.374202+00:00","documents":[{"name":"PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011059","versionId":1011059,"submittedOn":"2026-02-23"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":134862869}],"custodyNote":"RW Baker Wealth Management Group has custody of $134M for 378 clients.","otherCustodians":[],"leadership":[{"name":"Rosalyn Baker","title":"CCO, Member","crd":"1078293"}],"ownership":[{"label":"Rosalyn Baker","detail":"Cco, member in the 75% or more ownership band and a control person, since May 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Wyoming","offices":1,"addresses":[{"street":"100 W. 17th Street","city":"Cheyenne","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"307-514-4445","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":40},{"label":"U.S. state and local bonds","percent":12},{"label":"Securities issued by registered investment companies or business development companies","percent":33},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":1},{"label":"Cash and cash equivalents","percent":13}],"privateFunds":0},"sources":{"adv1FilingDate":"23 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/297087/PDF/297087.pdf","brochureDate":"23 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011059","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does RW Baker Wealth Management Group have?","answer":"RW Baker Wealth Management Group has 196 clients and manages $135 million for them, as of February 2026. They include 126 individual clients and 70 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does RW Baker Wealth Management Group offer?","answer":"RW Baker Wealth Management Group provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does RW Baker Wealth Management Group charge?","answer":"RW Baker Wealth Management Group charges up to 1.25% a year for its Investment Management Fees. The fee is billed in advance and is negotiable.","source":"PART 2A BROCHURE, filed 23 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does RW Baker Wealth Management Group use?","answer":"RW Baker Wealth Management Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $135M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does RW Baker Wealth Management Group have?","answer":"RW Baker Wealth Management Group has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does RW Baker Wealth Management Group invest in?","answer":"At the end of its last fiscal year, RW Baker Wealth Management Group’s separately managed accounts held 40% exchange-traded equities, 33% registered funds (mutual funds, ETFs, BDCs), 13% cash and equivalents, 12% state and local bonds and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns RW Baker Wealth Management Group?","answer":"RW Baker Wealth Management Group’s direct owner is Rosalyn Baker (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does RW Baker Wealth Management Group get paid?","answer":"RW Baker Wealth Management Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact RW Baker Wealth Management Group?","answer":"RW Baker Wealth Management Group’s main office is at 100 W. 17th Street, Cheyenne, WY 82001. Its phone number is 307-514-4445. Its website is rwbakerwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}