Clients
Rockwood Capital serves 36 clients. The average client has about $295 million with the firm.
- Pooled investment vehicles36 clients100%
Show client breakdownHide client breakdown
| Client type | Clients | Regulatory AUM | Share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 36 | $10,608,321,132 | 100.0% | $294.7M |
| Total | 36 | $10,608,321,132 | 100% | $294.7M |
- Clients
- 36
- Regulatory AUM
- $10,608,321,132
- Share
- 100.0%
- Avg. per client
- $294.7M
Total
- Clients
- 36
- Regulatory AUM
- $10,608,321,132
- Share
- 100%
- Avg. per client
- $294.7M
What it does
Rockwood Capital provides portfolio management for pooled vehicles. It is paid through a percentage of assets, fixed fees and performance-based fees.
Rockwood Capital advises 35 private funds.
61.1% of assets ($6.48B across 24 accounts) are managed with discretion; $4.13B across 12 accounts are not. 6% of clients are outside the U.S., and 2 clients received advice without assets under management last fiscal year.
Custodians
Rockwood Capital has custody of $486.3M for 36 clients.
- All other custodians$10.61B100%
Ownership and leadership
Colliers RW Holdings LLC owns 75% or more of Rockwood Capital.
- Owns 75% or more of Rockwood Capital, LLC
Colliers RW Holdings LLC
Control person · since July 2022
- Owns 75% or more of Colliers RW Holdings LLC
Colliers Investment Management Holdings, Inc
Control person · since October 2025
- Owns 75% or more of Colliers Investment Management Holdings, Inc
Harrison Street Asset Management Ulc
Control person · since October 2025
- Owns 75% or more of Harrison Street Asset Management Ulc
Colliers International Group Inc
Control person · since March 2022
Leadership
- Marti BreierPartner, General Counsel, Chief Compliance Officer
- David BeckerManagement Designee / Partner, Cso
- Jaclyn ChouPartner, Financial Operations
- Matthew HawkinsColliers Designee
- Jay HennickColliers Designee
- Christopher MerrillColliers Designee
- Tyson SkillingsManagement Designee / Partner, Cso
Staff
- 65 employees
- 65 in advisory functions
Fees
Rockwood Capital is paid through a percentage of assets under management, fixed fees (other than subscription fees) and performance-based fees.
Rockwood Capital’s fee rates are not included in this profile. Find its brochure on the SEC’s site.
Offices and registrations
Besides its headquarters, Rockwood Capital has 2 offices, with 3 listed addresses across 2 states.
California · 2 listed addresses
- 1999 Avenue of the Stars, Los Angeles
- Two Embarcadero Center, San Francisco
New York · 1 listed address
- 140 East 45th Street, 34th Floor, New YorkHQ
Other business names
Rockwood Capital has reported 1 other business name to the SEC.
- RC Advisory, LLC (relying Advisor)
Registration details
- Legal name
- Rockwood Capital, LLC
- Headquarters
- 140 East 45th Street, 34th Floor, New York, NY 10017
- Phone
- 212-402-8500
- Website
- Not reported
- SEC file
- 801-73731
- Structure
- Delaware LLC
- Fiscal year end
- December
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov
Common questions
How many clients does Rockwood Capital have?
Rockwood Capital has 36 clients and manages $10.6 billion for them, as of June 2026.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 June 2026
What services does Rockwood Capital offer?
Rockwood Capital provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Rockwood Capital have?
Rockwood Capital has 0 investment adviser representatives registered with state securities authorities, out of 65 employees, and 65 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Rockwood Capital?
Rockwood Capital is owned through a chain of holding companies by Colliers International Group Inc. Its direct owner is Colliers RW Holdings LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 June 2026
How does Rockwood Capital get paid?
Rockwood Capital is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file