Resnick Wealth Alliance provides financial planning and portfolio management for individuals and small businesses.
Resnick Wealth Alliance reports 62 clients. They include 36 high-net-worth individuals, 17 individual clients, and 7 corporations and other businesses. Of its assets, 99.3% ($120M across 106 accounts) are managed with discretion; $883K across 4 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 27% | 2% |
| High-net-worth individuals | 58% | 61% |
| Corporations and other businesses | 11% | <1% |
| Other | 3% | 37% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 17 | $2.61M | 2.2% | $153K |
| High-net-worth individuals | 36 | $73.4M | 60.6% | $2.04M |
| Corporations and other businesses | 7 | $193K | 0.2% | $27.6K |
| Other | Fewer than 5 | $44.8M | 37.0% | $22.4M |
| Total | 62 | $121M | 100% | — |
- Clients
- 17
- Regulatory AUM
- $2.61M
- AUM share
- 2.2%
- Avg. per client
- $153K
- Clients
- 36
- Regulatory AUM
- $73.4M
- AUM share
- 60.6%
- Avg. per client
- $2.04M
- Clients
- 7
- Regulatory AUM
- $193K
- AUM share
- 0.2%
- Avg. per client
- $27.6K
- Clients
- Fewer than 5
- Regulatory AUM
- $44.8M
- AUM share
- 37.0%
- Avg. per client
- $22.4M
Total
- Clients
- 62
- Regulatory AUM
- $121M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Resnick Wealth Alliance is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Consulting Services
- Fixed fee for financial consulting, negotiable depending on scope and complexity, with half payable at inception.
- Financial Planning Services
- Fixed fee of $3,500 for financial planning, negotiable depending on the complexity and scope of the plan.
Resnick Global Holdings, LLC owns 75% or more of Resnick Wealth Alliance and is in turn owned by Monte Resnick (75% or more). It has 2 employees.
Leadership
Monte ResnickCEO/CCO
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Resnick Wealth Alliance, LLC
Resnick Global Holdings, LLC
Control person · since August 2020
- Owns 75% or more of Resnick Global Holdings, LLC
Monte Resnick
Control person · since August 2020
Resnick Wealth Alliance’s regulatory assets grew Infinity× from $0 (July 2022) to $121M (May 2026); employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $121M | 62 | 2 | 1 |
| March 2025 | $111M | 55 | 2 | 1 |
| March 2024 | $96.3M | 48 | 2 | 1 |
| May 2023 | $90.5M | 45 | 2 | 1 |
| July 2022 | $0 | 0 | 2 | 1 |
Besides its headquarters, Resnick Wealth Alliance has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 4400 Pga Boulevard, Suite 404, Palm Beach GardensHQ
Contact and registration details
- Legal name
- Resnick Wealth Alliance, LLC
- Headquarters
- 4400 Pga Boulevard, Suite 404, Palm Beach Gardens, FL 33410
- Website
- resnickwealthalliance.com
- Phone
- 561-453-1120
- @resnick-wealth-alliance
- SEC file
- 801-125782
- Structure
- Delaware LLC
- Fiscal year end
- December
Resnick Wealth Alliance uses Charles Schwab ($121M) as custodian for its separately managed accounts. Resnick Wealth Alliance does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $121M100%
At year end, Resnick Wealth Alliance’s separately managed accounts were largely in stocks (46%) and funds (36%).
What the accounts hold
- Stocks46%
- Funds36%
- Registered funds35%
- Pooled vehicles1%
- Bonds11%
- U.S. government and agency bonds6%
- Investment grade corporate bonds4%
- High-yield corporate bonds1%
- Cash7%
How many clients does Resnick Wealth Alliance have?
Resnick Wealth Alliance has 62 clients and manages $121 million for them, as of May 2026. They include 36 high-net-worth individuals, 17 individual clients, and 7 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 May 2026
What services does Resnick Wealth Alliance offer?
Resnick Wealth Alliance provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Resnick Wealth Alliance use?
Resnick Wealth Alliance’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $121M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 May 2026
How many financial advisors does Resnick Wealth Alliance have?
Resnick Wealth Alliance has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Resnick Wealth Alliance invest in?
At the end of its last fiscal year, Resnick Wealth Alliance’s separately managed accounts held 46% exchange-traded equities, 35% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents, 6% U.S. government and agency bonds, 4% investment grade corporate bonds, 1% high-yield corporate bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Resnick Wealth Alliance?
Resnick Wealth Alliance is owned through a holding company by Monte Resnick. Its direct owner is Resnick Global Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 28 May 2026
How does Resnick Wealth Alliance get paid?
Resnick Wealth Alliance is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Resnick Wealth Alliance registered with the SEC?
Yes, Resnick Wealth Alliance has been registered with the SEC as an investment adviser since 2 June 2022. Its CRD number is 316188 and its SEC file number is 801-125782.
Source: Form ADV Part 1A, Item 1, filed 28 May 2026; IAPD firm record
How do I contact Resnick Wealth Alliance?
Resnick Wealth Alliance’s main office is at 4400 Pga Boulevard, Suite 404, Palm Beach Gardens, FL 33410. Its phone number is 561-453-1120. Its website is resnickwealthalliance.com.