Monte Resnick has been CEO/CCO of Resnick Wealth Alliance since August 2020, is a control person of the firm and directly owns under 5% of it. Monte Resnick studied at State University of New York at Albany.
Resnick Wealth Alliance, LLC is a Palm Beach Gardens, FL firm with $121M under management, 62 clients and 2 advisers in one office, as of its May 2026 filing.
Monte Resnick is Founder and Chief Executive Officer of Resnick Wealth Alliance, based in Palm Beach Gardens, FL. He began his financial services career in 2001 as a Private Wealth Advisor with Alliance Bernstein and later served as a vice president with Neuberger Berman. Before establishing Resnick Wealth Alliance, Resnick led the southeast expansion for a registered investment adviser and a multi-family office.
Monte Resnick’s longest registration was 4 years at Matrix Private Capital Group (2017–2022). Before joining Resnick Wealth Alliance in 2022, Monte Resnick was registered through Matrix Private Capital Group and Camden Capital, LLC.
- Resnick Wealth Alliance, LLCCurrent– present · 4 yearsPalm Beach Gardens, FL · Adviser representative · Firm CRD 316188
- Matrix Private Capital Group– · 4 yearsWest Palm Beach, FL · Adviser representative · Firm CRD 285531
- Camden Capital, LLC– · 4 yearsNorth Palm Beach, FL · Adviser representative · Firm CRD 129505
- J.P. Morgan Securities LLC– · 1 yearPalm Beach Gardens, FL · Adviser representative · Firm CRD 79
- Neuberger Berman LLC– · 3 yearsWest Palm Beach, FL · Adviser representative · Firm CRD 2908
- Raymond James & Associates, Inc.– · 2 yearsBoca Raton, FL · Adviser representative · Firm CRD 705
- Fahnestock Asset Management– · 1 yearPalm Beach Gardens, FL · Adviser representative · Firm CRD 249
- Merrill Lynch Pierce Fenner & Smith Inc.– · under a yearMorristown, NJ · Adviser representative · Firm CRD 7691
- Alliance Capital Management L P– · 1 yearWest Palm Beach, FL · Adviser representative · Firm CRD 108477
Investment adviser representative registrations
Monte Resnick is registered as an investment adviser representative in Florida, since July 2022.
- FloridaSince 5 July 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 7 January 2011 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 17 June 2010 |
| Series 66 | Uniform Combined State Law Examination | 14 September 2001 |
| Series 7 | General Securities Representative Examination | 6 September 2001 |
| Series 31 | Futures Managed Funds Examination | 23 August 2001 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Futures Managed Funds Examination
- Full name
- Monte Ivan Resnick
- CRD
- 4403299
- Firm
- Resnick Wealth Alliance · CRD 316188
- Role
- CEO/CCO
- Office
- 4400 PGA BOULEVARD, SUITE 404, Palm Beach Gardens, FL 33410
- Registration
- Investment adviser registration
- In the industry since
- December 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- resnickwealthalliance.com
Where does Monte Resnick work?
Monte Resnick has been CEO/CCO of Resnick Wealth Alliance, LLC since August 2020, and is a control person of the firm.
Is Monte Resnick a financial advisor?
Yes. Monte Resnick has a current investment-adviser registration in Florida, through Resnick Wealth Alliance since July 2022.
How many years of experience does Monte Resnick have?
Monte Resnick has 24 years in the financial industry, since December 2001, across 9 adviser firms.
What exams has Monte Resnick passed?
Monte Resnick has passed 5 licensing exams: the Series 31, Series 7, Series 66, Series 9 and Series 10. The earliest, the Series 31, was passed in August 2001.
Where did Monte Resnick work before Resnick Wealth Alliance?
Before Resnick Wealth Alliance, Monte Resnick was registered through Matrix Private Capital Group, August 2017 to July 2022; Camden Capital, LLC, August 2013 to August 2017; J.P. Morgan Securities LLC, December 2011 to August 2013; Neuberger Berman LLC, February 2008 to December 2011; Raymond James & Associates, Inc., November 2005 to February 2008; Fahnestock Asset Management, June 2004 to October 2005; Merrill Lynch Pierce Fenner & Smith Inc., August 2003 to May 2004; Alliance Capital Management L P, October 2001 to August 2003.
Where is Monte Resnick based?
Monte Resnick’s registered office is in Palm Beach Gardens, FL.
Is Monte Resnick registered with FINRA?
No. Monte Resnick has no current broker registration.
How can I verify Monte Resnick’s record?
Search CRD 4403299 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Monte Resnick’s full registration record.