Red Mountain Financial Partners provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
Red Mountain Financial Partners reports 314 clients. They include 242 individual clients, 64 high-net-worth individuals, and 7 corporations and other businesses. Of its assets, 100.0% ($226M across 639 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 77% | 28% |
| High-net-worth individuals | 20% | 65% |
| Pension and profit-sharing plans | <1% | <1% |
| Corporations and other businesses | 2% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 242 | $62.2M | 27.6% | $257K |
| High-net-worth individuals | 64 | $148M | 65.5% | $2.31M |
| Pension and profit-sharing plans | 1 | $2.25M | 1.0% | $2.25M |
| Corporations and other businesses | 7 | $13.4M | 5.9% | $1.91M |
| Total | 314 | $226M | 100% | $718K |
- Clients
- 242
- Regulatory AUM
- $62.2M
- AUM share
- 27.6%
- Avg. per client
- $257K
- Clients
- 64
- Regulatory AUM
- $148M
- AUM share
- 65.5%
- Avg. per client
- $2.31M
- Clients
- 1
- Regulatory AUM
- $2.25M
- AUM share
- 1.0%
- Avg. per client
- $2.25M
- Clients
- 7
- Regulatory AUM
- $13.4M
- AUM share
- 5.9%
- Avg. per client
- $1.91M
Total
- Clients
- 314
- Regulatory AUM
- $226M
- AUM share
- 100%
- Avg. per client
- $718K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Red Mountain Financial Partners charges up to 1.50% a year for its Asset Management. The fee is billed in advance. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning is hourly or fixed fee, typically $100 to $5,000 per plan, based on the scope and complexity of the engagement.
- Hourly Consulting
- Consulting is billed hourly at $100 to $250 an hour, or as a fixed fee, based on the scope and complexity of the engagement.
Michael Warren owns 75% or more of Red Mountain Financial Partners. The leadership team of Red Mountain Financial Partners includes President Michael Warren and Chief Compliance Officer Cara Flynt. It has 3 employees.
Leadership
- Michael WarrenPresident
- Cara FlyntChief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- 3 broker-dealer reps
- 3 insurance agents
- Owns 75% or more of Red Mountain Financial Partners, LLC
Michael Warren
Control person · since January 2015
- Owns 10% to 25% of Red Mountain Financial Partners, LLC
Cara Flynt
since February 2021
Red Mountain Financial Partners’ regulatory assets grew 1.8× from $129M (February 2022) to $226M (March 2026); clients rose from 256 to 314 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $226M | 314 | 3 | 1 |
| February 2025 | $197M | 309 | 3 | 1 |
| March 2024 | $169M | 382 | 3 | 1 |
| March 2023 | $121M | 281 | 3 | 1 |
| February 2022 | $129M | 256 | 3 | 1 |
Besides its headquarters, Red Mountain Financial Partners has 0 offices, with 1 listed address in Colorado.
Colorado · 1 listed address
- 555 Rivergate Lane - Suite B1-107, DurangoHQ
Contact and registration details
- Legal name
- Red Mountain Financial Partners, LLC
- Headquarters
- 555 Rivergate Lane - Suite B1-107, Durango, CO 81301
- Website
- Not reported
- Phone
- 970-259-1313
- SEC file
- 801-123154
- Structure
- Colorado LLC
- Fiscal year end
- December
Red Mountain Financial Partners uses Private Trust ($226M) as custodian for its separately managed accounts. Red Mountain Financial Partners does not have custody of client assets.
- Private TrustPrivate Trust Company · Fort Mill, SC · $226M100%
At year end, Red Mountain Financial Partners’ separately managed accounts were mostly in funds (57%) and stocks (39%).
What the accounts hold
- Stocks39%
- Funds57%
- Bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash2%
How many clients does Red Mountain Financial Partners have?
Red Mountain Financial Partners has 314 clients and manages $226 million for them, as of March 2026. They include 242 individual clients, 64 high-net-worth individuals, and 7 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 9 March 2026
What services does Red Mountain Financial Partners offer?
Red Mountain Financial Partners provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Red Mountain Financial Partners charge?
Red Mountain Financial Partners charges up to 1.50% a year for its Asset Management. The fee is billed in advance.
Source: ADV 2A - FIRM DISCLOSURE BROCHURE, filed 9 March 2026
Which custodians does Red Mountain Financial Partners use?
Red Mountain Financial Partners’ separately managed account assets are held at Private Trust Company (Fort Mill, SC), with $226M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 9 March 2026
How many financial advisors does Red Mountain Financial Partners have?
Red Mountain Financial Partners has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Red Mountain Financial Partners invest in?
At the end of its last fiscal year, Red Mountain Financial Partners’ separately managed accounts held 57% registered funds (mutual funds, ETFs, BDCs), 39% exchange-traded equities, 2% cash and equivalents, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Red Mountain Financial Partners?
Red Mountain Financial Partners’ direct owners are Michael Warren (75% or more) and Cara Flynt (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 9 March 2026
How does Red Mountain Financial Partners get paid?
Red Mountain Financial Partners is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Red Mountain Financial Partners registered with the SEC?
Yes, Red Mountain Financial Partners has been registered with the SEC as an investment adviser since 9 February 2022. Its CRD number is 174672 and its SEC file number is 801-123154.
Source: Form ADV Part 1A, Item 1, filed 9 March 2026; IAPD firm record
How do I contact Red Mountain Financial Partners?
Red Mountain Financial Partners’ main office is at 555 Rivergate Lane - Suite B1-107, Durango, CO 81301. Its phone number is 970-259-1313.