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Cara Flynt

Chief Compliance Officer at Red Mountain Financial Partners in Durango, CO

Investment adviser and broker registrationsUpdated

Cara Flynt is Chief Compliance Officer of Red Mountain Financial Partners, LLC, an investment adviser managing $226M, and works from its Durango, CO office. Cara Flynt has been registered as an investment adviser representative through Red Mountain Financial Partners since 7 March 2019, has 19 years in the industry across 2 firms and has passed the Series 6, Series 7 and Series 66.

19
Years in industry
7
Years at firm
2
Adviser firms
6
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Cara Flynt has been Chief Compliance Officer of Red Mountain Financial Partners since February 2021, is not listed as a control person, but directly owns between 10% and 25% of the firm.

Red Mountain Financial Partners, LLC is a Durango, CO firm with $226M under management, 314 clients and 3 advisers in one office, as of its March 2026 filing.

Cara Flynt’s longest registration was 9 years at LPL Financial LLC (2009–2019). Before joining Red Mountain Financial Partners in 2019, Cara Flynt was registered through LPL Financial LLC.

  1. – present · 7 years
    Durango, CO · Adviser representative · Firm CRD 174672
  2. LPL Financial LLC
    – · 9 years
    Fort Mill, SC · Adviser representative · Firm CRD 6413

Credentials and registrations

Investment adviser representative registrations

Cara Flynt is registered as an investment adviser representative in 6 states, as a resident of Texas. The first approvals date from March 2019; the most recent is Montana, in February 2025.

  • ArizonaSince 1 April 2022
  • CaliforniaSince 22 March 2022
  • ColoradoSince 7 March 2019
  • MontanaSince 27 February 2025
  • New MexicoSince 23 March 2022
  • TexasResidentSince 21 January 2021

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 6628 July 2009
Name
Uniform Combined State Law Examination
Series 72 September 2008
Name
General Securities Representative Examination
Series 611 June 2007
Name
Investment Company Products/Variable Contracts Representative Examination

Key facts

Full name
Cara Anne Flynt
CRD
5084023
Role
Chief Compliance Officer
Office
555 RIVERGATE LANE - SUITE B1-107, Durango, CO 81301
Registration
Investment adviser and broker registrations
In the industry since
June 2007
Disciplinary history
Not yet shown here · SEC record · BrokerCheck

Common questions

Where does Cara Flynt work?

Cara Flynt has been Chief Compliance Officer of Red Mountain Financial Partners, LLC since February 2021.

Source: Form ADV, Schedule A, filed 9 March 2026

Is Cara Flynt a financial advisor?

Yes. Cara Flynt has a current investment-adviser registration in Arizona, California, Colorado, Montana, New Mexico and Texas, through Red Mountain Financial Partners since March 2019.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Cara Flynt have?

Cara Flynt has 19 years in the financial industry, since June 2007, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Cara Flynt passed?

Cara Flynt has passed 3 licensing exams: the Series 6, Series 7 and Series 66. The earliest, the Series 6, was passed in June 2007. FINRA credited Cara Flynt with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where is Cara Flynt based?

Cara Flynt’s registered office is in Durango, CO.

Source: IAPD individual record, checked 22 October 2026

Is Cara Flynt registered with FINRA?

Yes. Cara Flynt has a current broker registration, under CRD 5084023.

Source: FINRA BrokerCheck

How can I verify Cara Flynt’s record?

Search CRD 5084023 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Cara Flynt’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Red Mountain Financial Partners

Sources

  1. IAPD individual record, CRD 5084023, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Red Mountain Financial Partners, LLC, filed 9 March 2026. Title, control and ownership bands.