Michael Warren has been President of Red Mountain Financial Partners since January 2015, is a control person of the firm and directly owns 75% or more of it.
Red Mountain Financial Partners, LLC is a Durango, CO firm with $226M under management, 314 clients and 3 advisers in one office, as of its March 2026 filing.
Michael Warren’s longest registration was 18 years at LPL Financial LLC (2001–2019). Before joining Red Mountain Financial Partners in 2015, Michael Warren was registered through LPL Financial LLC.
- – present · 11 yearsDurango, CO · Adviser representative · Firm CRD 174672
- LPL Financial LLC– · 18 yearsFort Mill, SC · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Michael Warren is registered as an investment adviser representative in 6 states, as a resident of Texas. The first approvals date from March 2015; the most recent is Montana, in February 2025.
- ArizonaSince 1 April 2022
- CaliforniaSince 22 March 2022
- ColoradoSince 17 April 2015
- MontanaSince 27 February 2025
- New MexicoSince 23 March 2022
- TexasResidentSince 13 March 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 12 September 2001 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 April 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 April 1993 |
| Series 7 | General Securities Representative Examination | 6 April 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Ernest Warren
- CRD
- 2245028
- Firm
- Red Mountain Financial Partners · CRD 174672
- Role
- President
- Office
- 555 RIVERGATE LANE - SUITE B1-107, Durango, CO 81301
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Warren work?
Michael Warren has been President of Red Mountain Financial Partners, LLC since January 2015, and is a control person of the firm.
Is Michael Warren a financial advisor?
Yes. Michael Warren has a current investment-adviser registration in Arizona, California, Colorado, Montana, New Mexico and Texas, through Red Mountain Financial Partners since March 2015.
How many years of experience does Michael Warren have?
Michael Warren has 33 years in the financial industry, since June 1993, across 2 adviser firms.
What exams has Michael Warren passed?
Michael Warren has passed 4 licensing exams: the Series 7, Series 63, Series 65 and Series 24. The earliest, the Series 7, was passed in April 1993. FINRA credited Michael Warren with the SIE, which began in October 2018.
Where is Michael Warren based?
Michael Warren’s registered office is in Durango, CO.
Is Michael Warren registered with FINRA?
Yes. Michael Warren has a current broker registration, under CRD 2245028.
Source: FINRA BrokerCheck
How can I verify Michael Warren’s record?
Search CRD 2245028 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Warren’s full registration record.