Readystate Asset Management: AUM & Ownership

Clients

Readystate Asset Management serves 5 clients. The average client has about $2.05 billion with the firm.

Regulatory assets by client type

Pooled investment vehicles5 clients100%

Show client breakdown

Client type	Clients	Regulatory AUM	Share	Avg. per client
Pooled investment vehicles	5	$10,255,413,976	100.0%	$2.05B
Total	5	$10,255,413,976	100%	$2.05B

Pooled investment vehicles

Clients: 5
Regulatory AUM: $10,255,413,976
Share: 100.0%
Avg. per client: $2.05B

Total

Clients: 5
Regulatory AUM: $10,255,413,976
Share: 100%
Avg. per client: $2.05B

What it does

Readystate Asset Management provides portfolio management for pooled vehicles. It is paid through a percentage of assets and performance-based fees.

Readystate Asset Management advises 2 private funds.

100.0% of assets ($10.26B across 5 accounts) are managed with discretion. 60% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

Readystate Asset Management has custody of $10.26B for 5 clients.

Managed account assets by custodian

All other custodians$10.26B100%

Ownership and leadership

Ryan Garino owns 25% to 50% of Readystate Asset Management.

Who owns the firm

Readystate Asset Management LP· the adviser

Ryan Garino
Control person · since July 2021
Owns 25% to 50% of Readystate Asset Management LP
David Grossman
Control person · since July 2021
Owns 25% to 50% of Readystate Asset Management LP
River View Investments III LLC
since September 2022
Owns 10% to 25% of Readystate Asset Management LP
- Dyso TC, LLC
  Control person · since August 2022
  Owns 50% to 75% of River View Investments III LLC
  - William Disomma
    Control person · since March 2012
    Owns 75% or more of Dyso TC, LLC
- PXG, LLC
  Control person · since August 2022
  Owns 50% to 75% of River View Investments III LLC
  - Paul Gurinas
    Control person · since March 2012
    Owns 75% or more of PXG, LLC

Leadership

David Pritsker
Chief Financial Officer
Andrew Hwang
Chief Operating Officer
Shellane Mulcahy
Chief Compliance Officer & General Counsel
Ryan Garino
Managing Partner
David Grossman
Managing Partner

Staff

41 employees
23 in advisory functions

Reported holdings

Readystate Asset Management’s reported 13F holdings total $2.93B across 905 positions, and the ten largest make up 22.0% of it.

$2.93B
Reported 13F value: 905
Positions: 22.0%
In the 10 largest: +31.5%
Value vs. prior quarter

Ten largest positions, share of reported value

Rivian Automotive Inc. · Note 3.625%10/13.6%
Warner Bros Discovery Inc. · Com Ser A3.5%
Super Micro Computer Inc. · 7 Dep CM SR A WI2.3%
Merit Med Sys Inc. · Note 3.000% 2/02.2%
Blackberry Ltd · Note 3.000% 2/12.0%
Norfolk Southn Corp.1.9%
Granite Constr Inc. · Note 3.750% 5/11.7%
Lantheus Hldgs Inc. · Note 2.625%12/11.6%
Hershey CO1.6%
Alphabet Inc. · Dep Shs Rp1/20 A1.6%

Together, the ten largest are 22.0% of reported value.

The 50 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 14 August 2026

A 13F covers only exchange-traded long positions the firm holds with discretion, so this $2.93B is not its $10.26B in regulatory assets and does not represent any individual client's portfolio.

Fees

Readystate Asset Management is paid through a percentage of assets under management and performance-based fees.

Readystate Asset Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Readystate Asset Management has 3 offices, with 4 listed addresses across 3 states.

Listed office addresses by state

Illinois · 2 listed addresses

360 North Green Street, Suite 1400, ChicagoHQ
300 East 5th Avenue, Naperville

Registration details

Legal name: Readystate Asset Management LP
Headquarters: 360 North Green Street, Suite 1400, Chicago, IL 60607
Phone: 312-471-8600
Website: Not reported
SEC file: 801-122925
Structure: Delaware limited partnership
Fiscal year end: December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Readystate Asset Management have?

Readystate Asset Management has 5 clients and manages $10.3 billion for them, as of March 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026

What services does Readystate Asset Management offer?

Readystate Asset Management provides portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Readystate Asset Management have?

Readystate Asset Management has 0 investment adviser representatives registered with state securities authorities, out of 41 employees, and 23 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Readystate Asset Management?

Readystate Asset Management is owned through a chain of holding companies by William Disomma and Paul Gurinas. Its direct owners are Ryan Garino, David Grossman and River View Investments III LLC, each holding 50% or less.

Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026

How does Readystate Asset Management get paid?

Readystate Asset Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file