RoundTable Healthcare Management provides portfolio management for pooled vehicles. The firm advises 11 private funds.
RoundTable Healthcare Management reports 11 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($3.12B across 11 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 11 | $3.12B | 100.0% | $284M |
| Total | 11 | $3.12B | 100% | $284M |
- Clients
- 11
- Regulatory AUM
- $3.12B
- AUM share
- 100.0%
- Avg. per client
- $284M
Total
- Clients
- 11
- Regulatory AUM
- $3.12B
- AUM share
- 100%
- Avg. per client
- $284M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 11
RoundTable Healthcare Management is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Richard Collister owns 25% to 50% of RoundTable Healthcare Management. The leadership team of RoundTable Healthcare Management includes President Richard Collister and Chief Compliance Officer Bernadette Legarreta. It has 32 employees, 16 of them in advisory roles.
Leadership
- Richard CollisterPresident
- Timothy ConnorsPresident
- Thomas KapferPresident
- Barbara SullivanPresident
- Bernadette LegarretaSecretary and Treasurer and Chief Compliance Officer
Staff
- 32 employees
- 16 in advisory functions
- Owns 25% to 50% of Roundtable Healthcare Management, Inc
Richard Collister
Control person · since November 2019
- Owns 25% to 50% of Roundtable Healthcare Management, Inc
Thomas Kapfer
Control person · since November 2019
- Owns 25% to 50% of Roundtable Healthcare Management, Inc
Barbara Sullivan
Control person · since July 2019
- Owns 25% to 50% of Roundtable Healthcare Management, Inc
Timothy Connors
Control person · since October 2022
RoundTable Healthcare Management’s regulatory assets fell from $3.93B (April 2021) to $3.12B (March 2026); clients fell from 15 to 11 and employees were 32 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $3.12B | 11 | 32 | 1 |
| March 2025 | $3.3B | 12 | 33 | 1 |
| March 2024 | $2.97B | 12 | 29 | 1 |
| May 2023 | $3.33B | 17 | 28 | 1 |
| April 2022 | $3.45B | 15 | 33 | 1 |
| April 2021 | $3.93B | 15 | 31 | 1 |
Besides its headquarters, RoundTable Healthcare Management has 0 offices, with 1 listed address in Illinois.
Illinois · 1 listed address
- 272 East Deerpath Road, Suite 350, Lake ForestHQ
Contact and registration details
- Legal name
- Roundtable Healthcare Management, Inc
- Headquarters
- 272 East Deerpath Road, Suite 350, Lake Forest, IL 60045-5314
- Website
- roundtablehp.com
- Phone
- 847-739-3200
- @roundtable-healthcare-partners
- SEC file
- 801-73397
- Structure
- Delaware corporation
- Fiscal year end
- December
RoundTable Healthcare Management has custody of $3.12B in client assets for 11 clients.
How many clients does RoundTable Healthcare Management have?
RoundTable Healthcare Management has 11 clients and manages $3.12 billion for them, as of March 2026. They include 11 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does RoundTable Healthcare Management offer?
RoundTable Healthcare Management provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does RoundTable Healthcare Management have?
RoundTable Healthcare Management has 0 investment adviser representatives registered with state securities authorities, out of 32 employees, and 16 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns RoundTable Healthcare Management?
RoundTable Healthcare Management’s direct owners are Richard Collister, Thomas Kapfer, Barbara Sullivan and Timothy Connors, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does RoundTable Healthcare Management get paid?
RoundTable Healthcare Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is RoundTable Healthcare Management registered with the SEC?
Yes, RoundTable Healthcare Management has been registered with the SEC as an investment adviser since 1 March 2012. Its CRD number is 161235 and its SEC file number is 801-73397.
Source: Form ADV Part 1A, Item 1, filed 26 March 2026; IAPD firm record
How do I contact RoundTable Healthcare Management?
RoundTable Healthcare Management’s main office is at 272 East Deerpath Road, Suite 350, Lake Forest, IL 60045-5314. Its phone number is 847-739-3200. Its website is roundtablehp.com.