Ralicki & Company, P.a. provides financial planning, pension consulting and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Ralicki & Company, P.a. reports 113 clients. They include 68 individual clients, 30 high-net-worth individuals and 7 other clients. Of its assets, 94.9% ($122M across 249 accounts) are managed with discretion; $6.6M across 4 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 60% | 14% |
| High-net-worth individuals | 27% | 75% |
| Pension and profit-sharing plans | 4% | 5% |
| Corporations and other businesses | 4% | 2% |
| Other | 6% | 4% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 68 | $18.3M | 14.2% | $268K |
| High-net-worth individuals | 30 | $96.8M | 75.1% | $3.23M |
| Pension and profit-sharing plans | Fewer than 5 | $6.6M | 5.1% | $1.65M |
| Corporations and other businesses | Fewer than 5 | $2.48M | 1.9% | $620K |
| Other | 7 | $4.81M | 3.7% | $687K |
| Total | 113 | $129M | 100% | — |
- Clients
- 68
- Regulatory AUM
- $18.3M
- AUM share
- 14.2%
- Avg. per client
- $268K
- Clients
- 30
- Regulatory AUM
- $96.8M
- AUM share
- 75.1%
- Avg. per client
- $3.23M
- Clients
- Fewer than 5
- Regulatory AUM
- $6.6M
- AUM share
- 5.1%
- Avg. per client
- $1.65M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.48M
- AUM share
- 1.9%
- Avg. per client
- $620K
- Clients
- 7
- Regulatory AUM
- $4.81M
- AUM share
- 3.7%
- Avg. per client
- $687K
Total
- Clients
- 113
- Regulatory AUM
- $129M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Ralicki & Company, P.a. is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning and consulting are a negotiated fixed fee, or an hourly fee of $200 to $400 per hour; half of a fixed fee is generally due at inception.
- Trust Services
- Trustee fees are annual percentages of trust assets: 1.20% on the first $1,000,000, 0.75% to $2,000,000, 0.55% to $5,000,000 and 0.45% above, billed monthly in arrears; RWM may negotiate.
David Ralicki owns 75% or more of Ralicki & Company, P.a.. The leadership team of Ralicki & Company, P.a. includes President David Ralicki. It has 3 employees.
Leadership
David RalickiPresident and Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Ralicki & Company, P.a.
David Ralicki
Control person · since November 1994
Ralicki & Company, P.a.’s regulatory assets grew from $104M (March 2022) to $129M (March 2026); clients rose from 88 to 113 and employees were 3 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $129M | 113 | 3 | 1 |
| March 2025 | $112M | 100 | 4 | 1 |
| March 2024 | $108M | 107 | 4 | 1 |
| March 2023 | $93.7M | 102 | 4 | 1 |
| March 2022 | $104M | 88 | 3 | 1 |
Besides its headquarters, Ralicki & Company, P.a. has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 1235 Se Indian Street, Suite 102, StuartHQ
Contact and registration details
- Legal name
- Ralicki & Company, P.a.
- Headquarters
- 1235 Se Indian Street, Suite 102, Stuart, FL 34997
- Website
- ralickiwm.com
- Phone
- 772-221-4508
- SEC file
- 801-124724
- Structure
- Florida corporation
- Fiscal year end
- December
Ralicki & Company, P.a. uses Fidelity ($109M, 93%) and Assetmark Brokerage ($8.39M, 7%) as custodians for its separately managed accounts. Ralicki & Company, P.a. has custody of $118M in client assets for 102 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $109M93%
- Assetmark BrokerageAssetmark Brokerage, LLC · Concord, CA · $8.39M7%
At year end, Ralicki & Company, P.a.’s separately managed accounts were mostly in stocks (53%) and funds (21%).
What the accounts hold
- Stocks53%
- Funds21%
- Bonds18%
- Investment grade corporate bonds14%
- U.S. government and agency bonds4%
- Cash8%
How many clients does Ralicki & Company, P.a. have?
Ralicki & Company, P.a. has 113 clients and manages $129 million for them, as of March 2026. They include 68 individual clients, 30 high-net-worth individuals and 7 other clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026
What services does Ralicki & Company, P.a. offer?
Ralicki & Company, P.a. provides financial planning, pension consulting and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Ralicki & Company, P.a. use?
Ralicki & Company, P.a.’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $109M and Assetmark Brokerage, LLC (Concord, CA), with $8.39M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026
How many financial advisors does Ralicki & Company, P.a. have?
Ralicki & Company, P.a. has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Ralicki & Company, P.a. invest in?
At the end of its last fiscal year, Ralicki & Company, P.a.’s separately managed accounts held 53% exchange-traded equities, 21% pooled vehicles (private funds and similar), 14% investment grade corporate bonds, 8% cash and equivalents and 4% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Ralicki & Company, P.a.?
Ralicki & Company, P.a.’s direct owner is David Ralicki (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 6 March 2026
How does Ralicki & Company, P.a. get paid?
Ralicki & Company, P.a. is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Ralicki & Company, P.a.?
Ralicki & Company, P.a.’s main office is at 1235 Se Indian Street, Suite 102, Stuart, FL 34997. Its phone number is 772-221-4508. Its website is ralickiwm.com.