David Ralicki has been President and Chief Compliance Officer of Ralicki & Company, P.a. since November 1994, is a control person of the firm and directly owns 75% or more of it.
Ralicki & Company, P.a. is a Stuart, FL firm with $129M under management, 113 clients and 3 advisers in one office, as of its March 2026 filing.
David A. Ralicki is with Ralicki Wealth Management & Trust Services, based in Stuart, Florida. He began working at a national accounting firm in Norfolk, Virginia after being discharged from the U.S. Navy, moved to Stuart in 1982 and became a partner of a local CPA firm. He later founded his own CPA firm with offices in Stuart and West Palm Beach, and then formed Ralicki Wealth Management & Trust Services to specialize in a client driven financial planning practice.
David Ralicki’s longest registration is the current one, 20 years at Ralicki & Company, P.a. since 2006. Before joining Ralicki & Company, P.a. in 2006, David Ralicki was registered through RCH Wealth Management, LLC.
- – present · 20 yearsStuart, FL · Adviser representative · Firm CRD 141192
- RCH Wealth Management, LLC– · under a yearWest Palm Beach, FL · Adviser representative · Firm CRD 127342
- RCH Wealth Management, LLC– · 4 yearsWset Palm Beach, FL · Adviser representative · Firm CRD 127342
Professional designations
Listed by Ralicki & Company, P.a.
- Certified Public Accountant (CPA)
- Personal Financial Specialist (PFS)
Investment adviser representative registrations
David Ralicki is registered as an investment adviser representative in Florida, since August 2006.
- FloridaSince 25 August 2006
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 May 1998 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- David Arthur Ralicki
- CRD
- 2997949
- Firm
- Ralicki & Company, P.a. · CRD 141192
- Role
- President and Chief Compliance Officer
- Office
- 1235 SE INDIAN STREET, SUITE 102, Stuart, FL 34997
- Registration
- Investment adviser registration
- In the industry since
- August 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ralickiwm.com
Where does David Ralicki work?
David Ralicki has been President and Chief Compliance Officer of Ralicki & Company, P.a. since November 1994, and is a control person of the firm.
Is David Ralicki a financial advisor?
Yes. David Ralicki has a current investment-adviser registration in Florida, through Ralicki & Company, P.a. since August 2006.
How many years of experience does David Ralicki have?
David Ralicki has 25 years in the financial industry, since August 2001, across 2 adviser firms.
What exams has David Ralicki passed?
David Ralicki passed the Series 65 in May 1998.
Where did David Ralicki work before Ralicki & Company, P.a.?
Before Ralicki & Company, P.a., David Ralicki was registered through RCH Wealth Management, LLC, February 2001 to December 2005.
Where is David Ralicki based?
David Ralicki’s registered office is in Stuart, FL.
Is David Ralicki registered with FINRA?
No. David Ralicki has no current broker registration.
How can I verify David Ralicki’s record?
Search CRD 2997949 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Ralicki’s full registration record.