{"url":"https://nivawealth.com/firms/ralicki-and-company-p-a-141192","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/141192","regulatoryAum":128972017,"crd":"141192","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7855420","suffix":null,"lastName":"Christensen","firstName":"Nicholas","middleName":null},{"crd":"2997949","suffix":null,"lastName":"RALICKI","firstName":"DAVID","middleName":"ARTHUR"},{"crd":"5503560","suffix":null,"lastName":"RALICKI","firstName":"DAVID","middleName":"ALEXANDER"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-24","regulatoryAum":103536617,"clients":88,"employees":3,"offices":1},{"filedOn":"2023-03-15","regulatoryAum":93663678,"clients":102,"employees":4,"offices":1},{"filedOn":"2024-03-05","regulatoryAum":107561012,"clients":107,"employees":4,"offices":1},{"filedOn":"2025-03-06","regulatoryAum":111633329,"clients":100,"employees":4,"offices":1},{"filedOn":"2026-03-06","regulatoryAum":128972017,"clients":113,"employees":3,"offices":1}],"secFileNumber":"801-124724","legalName":"Ralicki & Company, P.a.","displayName":"Ralicki & Company, P.a.","slug":"ralicki-and-company-p-a-141192","website":"https://ralickiwm.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/ralicki-wealth-management-&-trust-services","xUrl":"https://x.com/ralickiwm","founded":null,"organization":"Florida corporation","fiscalYearEnd":"December","headquarters":{"street":"1235 Se Indian Street, Suite 102","city":"Stuart","state":"FL","stateName":"Florida","country":"United States","postalCode":"34997"},"tradeNames":[],"registration":{"secApproved":"25 April 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1174339.9081632653,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":128972017,"discretionary":122374650,"discretionaryAccounts":249,"nonDiscretionary":6597367,"nonDiscretionaryAccounts":4,"wrapProgram":0,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":68,"regulatoryAum":18257628},{"label":"High-net-worth individuals","clients":30,"regulatoryAum":96827683},{"label":"Pension and profit-sharing plans","clients":4,"fewerThan5":true,"regulatoryAum":6597367},{"label":"Corporations and other businesses","clients":4,"fewerThan5":true,"regulatoryAum":2478404},{"label":"Other","clients":7,"regulatoryAum":4810935}],"feePrograms":[{"role":"other","program":"Financial Planning and Consulting","summary":"Financial planning and consulting are a negotiated fixed fee, or an hourly fee of $200 to $400 per hour; half of a fixed fee is generally due at inception.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015313","versionId":1015313,"submittedOn":"2026-03-06","documentName":"ADV PART 2 A"},{"role":"other","program":"Trust Services","summary":"Trustee fees are annual percentages of trust assets: 1.20% on the first $1,000,000, 0.75% to $2,000,000, 0.55% to $5,000,000 and 0.45% above, billed monthly in arrears; RWM may negotiate.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015313","versionId":1015313,"submittedOn":"2026-03-06","documentName":"ADV PART 2 A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T13:28:00.454976+00:00","documents":[{"name":"ADV PART 2 A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015313","versionId":1015313,"submittedOn":"2026-03-06"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":109169268},{"name":"Assetmark Brokerage, LLC","shortName":"Assetmark Brokerage","location":"Concord, CA","smaAssets":8394447}],"custodyNote":"Ralicki & Company, P.a. has custody of $118M in client assets for 102 clients.","otherCustodians":[],"leadership":[{"name":"David Ralicki","title":"President and Chief Compliance Officer","crd":"2997949"}],"ownership":[{"label":"David Ralicki","detail":"President and chief compliance officer in the 75% or more ownership band and a control person, since November 1994."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"1235 Se Indian Street, Suite 102","city":"Stuart","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"772-221-4508","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":53},{"label":"U.S. government/agency bonds","percent":4},{"label":"Investment grade corporate bonds","percent":14},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":21},{"label":"Cash and cash equivalents","percent":8}],"privateFunds":0},"sources":{"adv1FilingDate":"6 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/141192/PDF/141192.pdf","brochureDate":"6 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1015313","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ralicki & Company, P.a. have?","answer":"Ralicki & Company, P.a. has 113 clients and manages $129 million for them, as of March 2026. They include 68 individual clients, 30 high-net-worth individuals and 7 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ralicki & Company, P.a. offer?","answer":"Ralicki & Company, P.a. provides financial planning, pension consulting and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Ralicki & Company, P.a. use?","answer":"Ralicki & Company, P.a.’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $109M and Assetmark Brokerage, LLC (Concord, CA), with $8.39M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ralicki & Company, P.a. have?","answer":"Ralicki & Company, P.a. has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ralicki & Company, P.a. invest in?","answer":"At the end of its last fiscal year, Ralicki & Company, P.a.’s separately managed accounts held 53% exchange-traded equities, 21% pooled vehicles (private funds and similar), 14% investment grade corporate bonds, 8% cash and equivalents and 4% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ralicki & Company, P.a.?","answer":"Ralicki & Company, P.a.’s direct owner is David Ralicki (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ralicki & Company, P.a. get paid?","answer":"Ralicki & Company, P.a. is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Ralicki & Company, P.a.?","answer":"Ralicki & Company, P.a.’s main office is at 1235 Se Indian Street, Suite 102, Stuart, FL 34997. Its phone number is 772-221-4508. Its website is ralickiwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}