R.W. Roge & Company provides financial planning, portfolio management for individuals and small businesses, educational seminars, education planning, estate planning, insurance, retirement plan services, and tax planning. Financial planning was provided to 101–250 clients last fiscal year.
R.W. Roge & Company reports 332 clients. They include 201 individual clients, 121 high-net-worth individuals, and 10 pension and profit-sharing plans. Of its assets, 94.2% ($395M across 822 accounts) are managed with discretion; $24.2M across 5 accounts are not. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 61% | 17% |
| High-net-worth individuals | 36% | 77% |
| Pension and profit-sharing plans | 3% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 201 | $70.5M | 16.8% | $351K |
| High-net-worth individuals | 121 | $324M | 77.4% | $2.68M |
| Pension and profit-sharing plans | 10 | $24.5M | 5.8% | $2.45M |
| Total | 332 | $419M | 100% | $1.26M |
- Clients
- 201
- Regulatory AUM
- $70.5M
- AUM share
- 16.8%
- Avg. per client
- $351K
- Clients
- 121
- Regulatory AUM
- $324M
- AUM share
- 77.4%
- Avg. per client
- $2.68M
- Clients
- 10
- Regulatory AUM
- $24.5M
- AUM share
- 5.8%
- Avg. per client
- $2.45M
Total
- Clients
- 332
- Regulatory AUM
- $419M
- AUM share
- 100%
- Avg. per client
- $1.26M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
R.W. Roge & Company is paid through a percentage of assets under management and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning only
- A monthly fee of $450 for one person or $500 for a couple, prorated in advance, plus $50 a month where net worth exceeds $3 million.
- StrategicAccess Portfolios
- Portfolio development and management for Plan. Achieve. Live. clients: a $750 one-time set-up fee, then 1.00% on the first $1.0 million, 0.75% on the next $4.0 million and 0.50% above $5.0 million.
Steven Roge owns 75% or more of R.W. Roge & Company. The leadership team of R.W. Roge & Company includes Chief Investment Officer Steven Roge and Chief Compliance Officer Susan Roge. It has 9 employees, 4 of them in advisory roles.
Leadership
- Susan RogeChief Compliance Officer
Steven RogeChief Investment Officer and CEO
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 9 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of R.W. Roge & Company, Inc
Steven Roge
since February 2005
R.W. Roge & Company’s regulatory assets grew from $299M (January 2021) to $419M (February 2026); clients rose from 290 to 332 and employees were 9 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $419M | 332 | 9 | 3 |
| February 2025 | $365M | 311 | 9 | 3 |
| July 2024 | $336M | 326 | 8 | 3 |
| February 2023 | $288M | 312 | 9 | 3 |
| February 2022 | $343M | 296 | 9 | 3 |
| January 2021 | $299M | 290 | 9 | 2 |
Besides its headquarters, R.W. Roge & Company has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Massachusetts and New York.
Massachusetts · 1 listed address
- 900 Cummings CTR, Beverly
New York · 1 listed address
- One Corporate Drive, Suite 101, BohemiaHQ
Contact and registration details
- Legal name
- R.W. Roge & Company, Inc
- Headquarters
- One Corporate Drive, Suite 101, Bohemia, NY 11716
- Website
- rwroge.com
- Phone
- 631-218-0077
- View profile
- SEC file
- 801-28012
- Founded
- 1986
- Structure
- New York corporation
- Fiscal year end
- December
R.W. Roge & Company uses Charles Schwab ($390M) as custodian for its separately managed accounts. R.W. Roge & Company has custody of $115M in client assets for 178 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $390M100%
At year end, R.W. Roge & Company’s separately managed accounts were mostly in stocks (53%) and funds (42%). Its reported 13F holdings for the quarter ended 30 June 2026 total $239K across 69 positions; the largest are Vanguard Index Fds (15.6%), Vanguard Index Fds (13.6%) and Vanguard Index Fds (9.5%).
What the accounts hold
- Stocks53%
- Funds42%
- Registered funds41%
- Pooled vehicles1%
- Cash4%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $239K
- Reported 13F value
- 69
- Positions
- 68.3%
- In the 10 largest
- +13.9%
- Value vs. prior quarter
- Vanguard Index Fds · S&P 500 ETF Shs15.6%
- Vanguard Index Fds · Growth ETF13.6%
- Vanguard Index Fds · Value ETF9.5%
- Vanguard Scottsdale Fds · Inter Term Treas7.4%
- World Gold TR · SPDR Gld Minis4.9%
- Schwab Strategic TR · US Lrg Cap ETF4.5%
- Vanguard Malvern Fds · Core-plus BD ETF4.1%
- Dimensional ETF Trust · Intl Core EQT MK3.0%
- Dimensional ETF Trust · Emerging Mrktets2.9%
- Vanguard Index Fds · Total Stk Mkt2.7%
Together, the ten largest are 68.3% of reported value.
How many clients does R.W. Roge & Company have?
R.W. Roge & Company has 332 clients and manages $419 million for them, as of February 2026. They include 201 individual clients, 121 high-net-worth individuals, and 10 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 February 2026
What services does R.W. Roge & Company offer?
R.W. Roge & Company provides financial planning, portfolio management for individuals and small businesses, educational seminars, education planning, estate planning, insurance, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does R.W. Roge & Company use?
R.W. Roge & Company’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $390M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 February 2026
How many financial advisors does R.W. Roge & Company have?
R.W. Roge & Company has 4 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does R.W. Roge & Company invest in?
At the end of its last fiscal year, R.W. Roge & Company’s separately managed accounts held 53% exchange-traded equities, 41% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns R.W. Roge & Company?
R.W. Roge & Company’s direct owner is Steven Roge (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 February 2026
How does R.W. Roge & Company get paid?
R.W. Roge & Company is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact R.W. Roge & Company?
R.W. Roge & Company’s main office is at One Corporate Drive, Suite 101, Bohemia, NY 11716. Its phone number is 631-218-0077. Its website is rwroge.com.