Susan Roge is not listed as a control person, but directly owns under 5% of R.W. Roge & Company.
R.W. Roge & Company is an investment adviser based in Bohemia, NY, registered with the SEC since 1986. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $419 million, as filed on 10 February 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 4908203
- Firm
- R.W. Roge & Company · CRD 104645
- Role
- Chief Compliance Officer
- In role since
- September 2016 · 10 years
- Control person
- Not listed
- Direct ownership
- Under 5%
- Firm headquarters
- Bohemia, NY
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Susan Roge work?
Susan Roge has been Chief Compliance Officer of R.W. Roge & Company, Inc since September 2016.
How can I verify Susan Roge’s record?
Susan Roge’s role is listed on R.W. Roge & Company, Inc’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 104645.
