Steven Roge has been Chief Investment Officer and CEO of R.W. Roge & Company since February 2005, is not listed as a control person, but directly owns 75% or more of the firm. Steven Roge holds an MBA from Babson College (F.W. Olin Graduate School of Business) and a Bachelor of Science in Finance and Economics from Bryant University.
R.W. Roge & Company, Inc is a Bohemia, NY firm with $419M under management, 332 clients and 4 advisers across 3 offices, as of its February 2026 filing.
Steven M. Rogé is Chief Investment Officer and CEO of R.W. Rogé & Company. He provides the team with business and marketing strategy, investment strategy and economic outlooks, heads the investment committee, and is lead portfolio manager for the firm's ResearchEdge process. He is also responsible for oversight of the firm's operations and management, business development and client relations.
- R.W. Roge & Company, IncCurrent– present · 13 yearsBeverly, MA · Adviser representative · Firm CRD 104645
Professional designations
Listed by R.W. Roge & Company
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Chartered Advisor in Philanthropy® (CAP®)
- Accredited Investment Fiduciary® (AIF)
- Chartered Mutual Funds Counselor℠ (CMFC)
Investment adviser representative registrations
Steven Roge is registered as an investment adviser representative in Massachusetts, since August 2013.
- MassachusettsSince 5 August 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 July 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 September 2006 |
| Series 7 | General Securities Representative Examination | 5 March 2003 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Steven Michael Roge
- CRD
- 4866201
- Firm
- R.W. Roge & Company · CRD 104645
- Role
- Chief Investment Officer and CEO
- Office
- 900 Cummings Ctr, Suite 321-T, Beverly, MA 01915
- Registration
- Investment adviser registration
- In the industry since
- August 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- rwroge.com
Where does Steven Roge work?
Steven Roge has been Chief Investment Officer and CEO of R.W. Roge & Company, Inc since February 2005.
Is Steven Roge a financial advisor?
Yes. Steven Roge has a current investment-adviser registration in Massachusetts, through R.W. Roge & Company since August 2013.
How many years of experience does Steven Roge have?
Steven Roge has 13 years in the financial industry, since August 2013, across 1 adviser firm.
What exams has Steven Roge passed?
Steven Roge has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in March 2003.
Where is Steven Roge based?
Steven Roge’s registered office is in Beverly, MA.
Is Steven Roge registered with FINRA?
No. Steven Roge has no current broker registration.
Is Steven Roge a CFP?
R.W. Roge & Company lists Steven Roge with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Steven Roge’s record?
Search CRD 4866201 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Steven Roge’s full registration record.