Prowell Financial Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers. Financial planning was provided to 26–50 clients last fiscal year.
Prowell Financial Management reports 74 clients. They include 34 high-net-worth individuals, 23 individual clients, and 9 corporations and other businesses. Of its assets, 18.9% ($1.3B across 319 accounts) are managed with discretion; $5.56B across 85 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 31% | <1% |
| High-net-worth individuals | 46% | 97% |
| Charitable organizations | 11% | 2% |
| Corporations and other businesses | 12% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 23 | $44.3M | 0.6% | $1.93M |
| High-net-worth individuals | 34 | $6.63B | 96.6% | $195M |
| Charitable organizations | 8 | $166M | 2.4% | $20.7M |
| Corporations and other businesses | 9 | $22.3M | 0.3% | $2.47M |
| Total | 74 | $6.86B | 100% | $92.8M |
- Clients
- 23
- Regulatory AUM
- $44.3M
- AUM share
- 0.6%
- Avg. per client
- $1.93M
- Clients
- 34
- Regulatory AUM
- $6.63B
- AUM share
- 96.6%
- Avg. per client
- $195M
- Clients
- 8
- Regulatory AUM
- $166M
- AUM share
- 2.4%
- Avg. per client
- $20.7M
- Clients
- 9
- Regulatory AUM
- $22.3M
- AUM share
- 0.3%
- Avg. per client
- $2.47M
Total
- Clients
- 74
- Regulatory AUM
- $6.86B
- AUM share
- 100%
- Avg. per client
- $92.8M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Prowell Financial Management charges up to 0.65% a year for its Financial Organization and Management. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Asset management fixed fee
- Stand-alone asset management is generally a fixed fee of $25,000 to $400,000, based on complexity and negotiable; a percentage of assets of 0.00% to 0.65% per annum applies in limited cases.
- Financial organization fixed fee
- Financial organization and management is generally a fixed annual fee beginning at $50,000 for shareholders, varying with their number and complexity.
Mark Prowell owns 75% or more of Prowell Financial Management. It has 4 employees, 3 of them in advisory roles.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 insurance agents
- Owns 75% or more of Prowell Financial Management, LLC
Mark Prowell
Control person · since November 2015
- Owns 10% to 25% of Prowell Financial Management, LLC
Courtney Kauffman
since July 2023
- Owns 5% to 10% of Prowell Financial Management, LLC
Sarah Lynch
since July 2023
Prowell Financial Management’s regulatory assets grew 10.0× from $686M (March 2021) to $6.86B (September 2026); clients fell from 128 to 74 and employees rose from 3 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $6.86B | 74 | 4 | 2 |
| Feb 2025February 2025 | $8.09B | 60 | 4 | 2 |
| Mar 2024March 2024 | $8.34B | 46 | 4 | 1 |
| Jul 2023July 2023 | $6.41B | 36 | 4 | 1 |
| Mar 2022March 2022 | $1.1B | 82 | 3 | 1 |
| Mar 2021March 2021 | $686M | 128 | 3 | 1 |
Besides its headquarters, Prowell Financial Management has 1 office, with 2 listed addresses across 2 states.
Florida · 1 listed address
- 18501 Pines BLVD., Pembroke Pines
Pennsylvania · 1 listed address
- 717 Constitution Drive, Suite 102, ExtonHQ
Contact and registration details
- Legal name
- Prowell Financial Management, LLC
- Headquarters
- 717 Constitution Drive, Suite 102, Exton, PA 19341
- Website
- prowell-financial.com
- Phone
- 484-359-4057
- SEC file
- 801-108292
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Prowell Financial Management’s named custodian for separately managed accounts is Charles Schwab ($6.76B). Prowell Financial Management has custody of $104M for 9 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $6.76B100%
At year end, Prowell Financial Management’s separately managed accounts were mostly in stocks (82%) and bonds (11%).
What the accounts hold
- Stocks82%
- Funds6%
- Bonds11%
- Investment grade corporate bonds6%
- High-yield corporate bonds4%
- U.S. government and agency bonds1%
- Cash1%
How many clients does Prowell Financial Management have?
Prowell Financial Management has 74 clients and manages $6.86 billion for them, as of September 2026. They include 34 high-net-worth individuals, 23 individual clients, and 9 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026
What services does Prowell Financial Management offer?
Prowell Financial Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Prowell Financial Management charge?
Prowell Financial Management charges up to 0.65% a year for its Financial Organization and Management.
Which custodians does Prowell Financial Management use?
Prowell Financial Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $6.76B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026
How many financial advisors does Prowell Financial Management have?
Prowell Financial Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Prowell Financial Management invest in?
At the end of its last fiscal year, Prowell Financial Management’s separately managed accounts held 82% exchange-traded equities, 6% investment grade corporate bonds, 6% registered funds (mutual funds, ETFs, BDCs), 4% high-yield corporate bonds, 1% U.S. government and agency bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Prowell Financial Management?
Prowell Financial Management’s direct owners are Mark Prowell (75% or more), Courtney Kauffman (10% to 25%) and Sarah Lynch (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 28 September 2026
How does Prowell Financial Management get paid?
Prowell Financial Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Prowell Financial Management?
Prowell Financial Management’s main office is at 717 Constitution Drive, Suite 102, Exton, PA 19341. Its phone number is 484-359-4057. Its website is prowell-financial.com.