Courtney Kauffman has been Managing Director/CCO of Prowell Financial Management since July 2023, is not listed as a control person, but directly owns between 10% and 25% of the firm. Courtney Kauffman holds a Bachelor of Science from West Chester University.
Prowell Financial Management, LLC is an Exton, PA firm with $6.86B under management, 74 clients and 3 advisers across 2 offices, as of its September 2026 filing.
- – present · 4 yearsExton, PA · Adviser representative · Firm CRD 281762
Professional designations
Listed by Prowell Financial Management
- Certified Financial Planner
- Chartered Advisor in Philanthropy
- Certified Private Wealth Advisor
Investment adviser representative registrations
Courtney Kauffman is registered as an investment adviser representative in Pennsylvania, since November 2021.
- PennsylvaniaSince 17 November 2021
Examinations
No examinations are on Courtney Kauffman’s record.
- Full name
- Courtney Lynn Kauffman
- CRD
- 7469800
- Firm
- Prowell Financial Management · CRD 281762
- Role
- Managing Director/CCO
- Office
- 717 CONSTITUTION DRIVE, SUITE 102, Exton, PA 19341
- Registration
- Investment adviser registration
- In the industry since
- November 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- prowell-financial.com
Where does Courtney Kauffman work?
Courtney Kauffman has been Managing Director/CCO of Prowell Financial Management, LLC since July 2023.
Is Courtney Kauffman a financial advisor?
Yes. Courtney Kauffman has a current investment-adviser registration in Pennsylvania, through Prowell Financial Management since November 2021.
How many years of experience does Courtney Kauffman have?
Courtney Kauffman has 4 years in the financial industry, since November 2021, across 1 adviser firm.
Where is Courtney Kauffman based?
Courtney Kauffman’s registered office is in Exton, PA.
Is Courtney Kauffman registered with FINRA?
No. Courtney Kauffman has no current broker registration.
Is Courtney Kauffman a CFP?
Prowell Financial Management lists Courtney Kauffman with the CFP credential (“Certified Financial Planner”) on its website. CFP Board confirms certification status.
How can I verify Courtney Kauffman’s record?
Search CRD 7469800 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Courtney Kauffman’s full registration record.